Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Allen VeenstraLPL Financial LLC1st Global Capital Corp.09-27-2010
George Malcolm Gardner Jr.LPL Financial LLC1st Global Capital Corp.09-27-2010
James Walter MichnerLPL Financial LLC1st Global Capital Corp.09-27-2010
James Charles MackLPL Financial LLCAmeriprise Financial Services, LLC$2503-27-2020
Marc Harold EdwardsLPL Financial LLCAmeriprise Financial Services, LLC$5003-27-2020
Matthew Scott BrownLPL Financial LLCAmeriprise Financial Services, LLC10-11-2019
Vincent Charles BaronLPL Financial LLCAmeriprise Financial Services, LLC04-09-2018
Mark Clay SutherlandLPL Financial LLCAmeriprise Financial Services, LLC$5008-28-2017
Robert Mathew DietrichLPL Financial LLCAmeriprise Financial Services, LLC$5006-22-2015
James Anthony KreutzerLPL Financial LLCAmeriprise Financial Services, LLC$5012-18-2013
Andrew Harvey GagneLPL Financial LLCAmeriprise Financial Services, LLC07-30-2012
Brent Alan RichardsLPL Financial LLCAmeriprise Financial Services, LLC$2507-30-2012
Raymee Rae JohnsonLPL Financial LLCAmeriprise Financial Services, LLC07-30-2012
Camille Altair HarrisonLPL Financial LLCAmeriprise Financial Services, LLC07-30-2012
Matthew Allen SernauLPL Financial LLCAmeriprise Financial Services, LLC$5005-17-2012
Mark Steven BordeloveLPL Financial LLCAmeriprise Financial Services, LLC12-11-2009
Saundra Dee IvyLPL Financial LLCAmeriprise Financial Services, LLC10-23-2009
Bryan Scott FosterLPL Financial LLCAmeriprise Financial Services, LLC10-09-2009
Joseph Michael DeschryverLPL Financial LLCAvantax Investment Services, Inc.04-09-2020
Linda Christine SchultzLPL Financial LLCAvantax Investment Services, Inc.07-02-2019
Gary Ernest MaynardLPL Financial LLCAvantax Investment Services, Inc.06-26-2019
James Ronald PilatLPL Financial LLCAXA Advisors, LLC01-31-2017
Thomas J. Vandoorne Jr.LPL Financial LLCAXA Advisors, LLC08-03-2016
Richard Michael GilbertsonLPL Financial LLCAXA Advisors, LLC05-14-2014
Anida VenniroLPL Financial LLCAXA Advisors, LLC12-16-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.