Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Vincent Charles BaronLPL Financial LLCAmeriprise Financial Services, Inc.04-09-2018
Mark Clay SutherlandLPL Financial LLCAmeriprise Financial Services, Inc.$5008-28-2017
Robert Mathew DietrichLPL Financial LLCAmeriprise Financial Services, Inc.$5006-22-2015
James Anthony KreutzerLPL Financial LLCAmeriprise Financial Services, Inc.12-18-2013
David Frederick KeltonLPL Financial LLCAmeriprise Financial Services, Inc.$10007-30-2012
Brent Alan RichardsLPL Financial LLCAmeriprise Financial Services, Inc.$2507-30-2012
Raymee Rae JohnsonLPL Financial LLCAmeriprise Financial Services, Inc.07-30-2012
Camille Altair HarrisonLPL Financial LLCAmeriprise Financial Services, Inc.07-30-2012
Mark Steven BordeloveLPL Financial LLCAmeriprise Financial Services, Inc.12-11-2009
Bryan Scott FosterLPL Financial LLCAmeriprise Financial Services, Inc.10-09-2009
Beverly Jean TobocmanLPL Financial LLCAssociated Securities Corp.09-08-2009
Thomas J. Vandoorne Jr.LPL Financial LLCAXA Advisors, LLC08-03-2016
Richard Michael GilbertsonLPL Financial LLCAXA Advisors, LLC05-14-2014
Anida VenniroLPL Financial LLCAXA Advisors, LLC12-16-2010
Wendi Pamela Lee DiaconoLPL Financial LLCCetera Advisor Networks LLC$10012-07-2018
Tracy Neal AdamsLPL Financial LLCCetera Advisor Networks LLC12-05-2018
Terry J. FrenchLPL Financial LLCCetera Advisor Networks LLC08-15-2016
H Brock SeiboldLPL Financial LLCCetera Advisor Networks LLC04-19-2016
George Wesley Johnson IIILPL Financial LLCCetera Advisor Networks LLC$2505-29-2013
Philip John RuggeriLPL Financial LLCCetera Investment Services LLC01-15-2016
James Frederick StovallLPL Financial LLCCetera Investment Services LLC10-02-2009
Michael Earl ClancyLPL Financial LLCCIA Financial Group, Inc.09-08-2009
Louis Joseph WojtowiczLPL Financial LLCCitigroup Global Markets Inc.$5003-27-2009
Jason Dean MlynarekLPL Financial LLCCitizens Securities, Inc.04-29-2011
Thomas Ray GevingLPL Financial LLCComerica Securities05-24-2012
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Showing 1 to 25 of 245 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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