Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nick H. SinghLPL Financial LLCINVEST Financial Corporation$15002-14-2018
Roger Stephen EllegoodLPL Financial LLCINVEST Financial Corporation$3602-14-2018
Nina Sue PrestonLPL Financial LLCINVEST Financial Corporation$2502-14-2018
William Atwell StephensLPL Financial LLCSII Investments, Inc.$2502-14-2018
Jeffrey David AndersonLPL Financial LLCSII Investments, Inc.$2502-14-2018
Christopher Scott MooreLPL Financial LLCINVEST Financial Corporation$1202-14-2018
Timothy T. SullivanLPL Financial LLCSII Investments, Inc.$1002-14-2018
Kathleen Lynn AkstenLPL Financial LLCINVEST Financial Corporation02-14-2018
Joseph William PanfilLPL Financial LLCINVEST Financial Corporation02-14-2018
David Allen HoistLPL Financial LLCSII Investments, Inc.02-14-2018
David George ScripsemaLPL Financial LLCINVEST Financial Corporation02-14-2018
Gary Carl WilhelmLPL Financial LLCINVEST Financial Corporation02-14-2018
John Albert MandeLPL Financial LLCSII Investments, Inc.02-14-2018
Michael Lee BatsonLPL Financial LLCINVEST Financial Corporation02-14-2018
Brandon Lee MorrisLPL Financial LLCINVEST Financial Corporation02-14-2018
Zachary Isaac SlabotskyLPL Financial LLCINVEST Financial Corporation02-14-2018
Jonathan Edward StanoLPL Financial LLCFinTrust Brokerage Services, LLC$25002-05-2018
John Michael MouselLPL Financial LLCState Farm VP Management Corp.12-04-2017
Phil Andrews IILPL Financial LLCMML Investors Services, LLC11-30-2017
Randy Allen SchmidtLPL Financial LLCInvestment Centers of America, Inc.$5011-29-2017
Aaron John RickettsLPL Financial LLCInvestment Centers of America, Inc.$5011-29-2017
Vanessa J. Tait OverhiserLPL Financial LLCNational Planning Corporation$5011-29-2017
Dale Philip RobinsonLPL Financial LLCNational Planning Corporation$5011-29-2017
Jeff Kent RossLPL Financial LLCNational Planning Corporation$3211-29-2017
Ronald Lee OverhiserLPL Financial LLCNational Planning Corporation$3011-29-2017
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Showing 26 to 50 of 245 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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