Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Todd Vander LugtLPL Financial LLCWaddell & Reed$5601-24-2017
Richard Allan BerlinskiLPL Financial LLCSII Investments, Inc.11-01-2016
Scott BurnsLPL Financial LLCFifth Third Securities$5510-14-2016
Christine PaulLPL Financial LLCJPMorgan Chase & Co.$9809-13-2016
Christine Marie PaulLPL Financial LLCJ.P. Morgan Securities LLC09-13-2016
Terry J. FrenchLPL Financial LLCCetera Advisor Networks LLC08-15-2016
Thomas J. Vandoorne Jr.LPL Financial LLCAXA Advisors, LLC08-03-2016
Bryan WieferichLPL Financial LLCWaddell & Reed$5007-26-2016
Matthew Brown, Michael BrownLPL Financial LLCVSR Financial Services$35007-22-2016
Edward JonaitisLPL Financial LLCVSR Financial Services$9707-22-2016
Jeffrey Thomas OleniczakLPL Financial LLCCUSO Financial Services, L.P.$1006-27-2016
Donald John WeyenbergLPL Financial LLCSII Investments, Inc.06-22-2016
Timothy Paul LataLPL Financial LLCSecurities America, Inc.$2506-21-2016
Jason MurphyLPL Financial LLCJPMorgan Chase & Co.$11406-01-2016
Jason James MurphyLPL Financial LLCJ.P. Morgan Securities LLC06-01-2016
Peter MarshLPL Financial LLCHuntington Investments$16005-12-2016
Ronald Allan ThompsonLPL Financial LLCThe Huntington Investment Company$5005-12-2016
Gregory Edwin Van DodgsonLPL Financial LLCRoyal Securities Company04-28-2016
H Brock SeiboldLPL Financial LLCCetera Advisor Networks LLC04-19-2016
Philip John RuggeriLPL Financial LLCCetera Investment Services LLC01-15-2016
Jason CoutcherLPL Financial LLCFifth Third Securities$6812-02-2015
Levi Arthur HaightLPL Financial LLCMetLife Securities Inc.$5011-30-2015
Ryan Allen MackinderLPL Financial LLCJ.P. Morgan Securities LLC10-12-2015
Blake Mitchell BeebeLPL Financial LLCMorgan Stanley09-21-2015
Susan GehlLPL Financial LLCJPMorgan Chase & Co.$7007-01-2015
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Showing 76 to 100 of 244 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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