Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Susan GehlLPL Financial LLCJPMorgan Chase & Co.$7007-01-2015
Todd W. ShimshockLPL Financial LLCJ.P. Morgan Securities LLC07-01-2015
William Edward KnudsenLPL Financial LLCThe Huntington Investment Company$10006-29-2015
Robert Mathew DietrichLPL Financial LLCAmeriprise Financial Services, Inc.$5006-22-2015
Tiffany SaitesLPL Financial LLCSignator Investors, Inc.06-19-2015
Julie Neff KeatingLPL Financial LLCTFG Advisors06-11-2015
Thomas Scott PresseyLPL Financial LLCPNC Investments06-01-2015
Christopher Andre RaduLPL Financial LLCMorgan Stanley05-12-2015
David L. KentLPL Financial LLCINVEST Financial Corporation02-03-2015
Jared Douglas WhitteyLPL Financial LLCJ.P. Morgan Securities LLC01-05-2015
Bradley John AugustineLPL Financial LLCLarson Financial Securities, LLC12-18-2014
Geoffrey Charles SadekLPL Financial LLCPNC Investments12-18-2014
Roosevelt Emanual GraysonLPL Financial LLCJ.P. Morgan Securities LLC12-15-2014
Philip B. HayesLPL Financial LLCEdward Jones$2510-22-2014
Todd Lawrence SchusterLPL Financial LLCThrivent Investment Management Inc.10-06-2014
Thomas A. BraunLPL Financial LLCFifth Third Securities$1,20008-29-2014
Tammy Jean StoerkelLPL Financial LLCThe Huntington Investment Company07-07-2014
Andrew James WilsonLPL Financial LLCFidelity Brokerage Services LLC06-30-2014
Jerald T. PawlowiczLPL Financial LLCSignator Investors, Inc.06-10-2014
Jason Adam TrzcinskiLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1005-16-2014
Samuel Jason ButlerLPL Financial LLCJackson National Life Distributors LLC05-16-2014
Richard Michael GilbertsonLPL Financial LLCAXA Advisors, LLC05-14-2014
Jennifer Lynn KreutzerLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-21-2014
Gary David JorgensonLPL Financial LLCINVEST Financial Corporation12-20-2013
Pamela Ann BlodgettLPL Financial LLCINVEST Financial Corporation12-19-2013
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Showing 101 to 125 of 245 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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