Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Anthony KreutzerLPL Financial LLCAmeriprise Financial Services, Inc.12-18-2013
Edward Felix DublisLPL Financial LLCINVEST Financial Corporation12-16-2013
Albert Clement PrykaLPL Financial LLCPNC Investments12-16-2013
John Davis UrsuLPL Financial LLCFidelity Brokerage Services LLC12-16-2013
Tinamarie Sophia StockLPL Financial LLCForesters Financial Services, Inc.09-20-2013
Jared Michael SmithLPL Financial LLCThrivent Investment Management Inc.09-20-2013
John James TurcotteLPL Financial LLCFirst Heartland Capital, Inc.$1009-11-2013
Kristiana M. ShipwayLPL Financial LLCFirst Heartland Capital, Inc.09-11-2013
Kelley F. Snook, Jr.LPL Financial LLCNorthstar Financial$4,30008-30-2013
Gary Michael PrykaLPL Financial LLCFidelity Brokerage Services LLC08-01-2013
Paul E. HouseyLPL Financial LLCNorthstar Financial$7807-01-2013
George Frank FergusonLPL Financial LLCWoodbury Financial Services, Inc.06-21-2013
George Wesley Johnson IIILPL Financial LLCCetera Advisor Networks LLC$2505-29-2013
Anita M KorsonLPL Financial LLCPFS Investments Inc.04-05-2013
Patrick Daniel PerfittLPL Financial LLCEdward Jones12-17-2012
Matthew Jay LehmanLPL Financial LLCSignator Investors, Inc.12-14-2012
David Alan KaiserLPL Financial LLCWells Fargo Advisors Financial Network, LLC12-11-2012
Todd E. HolquistLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-08-2012
Karmen K. GearhartLPL Financial LLCThe Huntington Investment Company08-08-2012
Melissa J. MyersLPL Financial LLCThe Huntington Investment Company08-08-2012
David Frederick KeltonLPL Financial LLCAmeriprise Financial Services, Inc.$10007-30-2012
Brent Alan RichardsLPL Financial LLCAmeriprise Financial Services, Inc.$2507-30-2012
Raymee Rae JohnsonLPL Financial LLCAmeriprise Financial Services, Inc.07-30-2012
Camille Altair HarrisonLPL Financial LLCAmeriprise Financial Services, Inc.07-30-2012
John Ewin BradfordLPL Financial LLCNew England Securities07-02-2012
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Showing 126 to 150 of 245 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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