Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher John BattisteLPL Financial LLCMML Investors Services, LLC06-01-2012
Chad A. EyreLPL Financial LLCCUNA Brokerage Services, Inc.06-01-2012
Stephen Thomas NeirinckLPL Financial LLCEdward Jones05-31-2012
Ryan John QuinnLPL Financial LLCSecurian Financial Services, Inc.05-31-2012
Thomas Ray GevingLPL Financial LLCComerica Securities05-24-2012
Todd Alan OverbeekLPL Financial LLCWoodbury Financial Services, Inc.$5005-22-2012
Joanne Lynn BearLPL Financial LLCFifth Third Securities, Inc.05-14-2012
Duane John SmithLPL Financial LLCEdward Jones$10002-21-2012
Scott Gene JasmanLPL Financial LLCForesters Financial Services, Inc.12-02-2011
Joseph Edward CiesinskiLPL Financial LLCComerica Securities11-25-2011
Paul Michael BuktaLPL Financial LLCEdward Jones$5011-07-2011
Karen Victoria FehrenbachLPL Financial LLCWells Fargo Clearing Services, LLC$1009-29-2011
Samuel David HoferLPL Financial LLCWells Fargo Clearing Services, LLC08-24-2011
Kevin James SandinLPL Financial LLCComerica Securities$2508-05-2011
John Michael MassogliaLPL Financial LLCFirst Allied Securities, Inc.08-05-2011
James Scott CraigLPL Financial LLCWoodbury Financial Services, Inc.07-21-2011
James D. Potter Jr.LPL Financial LLCUvest Financial Services Group, Inc.$2507-05-2011
Renee Nadine FlemingLPL Financial LLCUvest Financial Services Group, Inc.$1007-05-2011
Jason Dean MlynarekLPL Financial LLCCitizens Securities, Inc.04-29-2011
Sarah Elizabeth BarishLPL Financial LLCEdward Jones04-25-2011
Joseph GiordanoLPL Financial LLCJoseph James Financial Services, Inc.04-19-2011
Justin Phillip HulettLPL Financial LLCHantz Financial Services, Inc.04-18-2011
Andrew G. ZaleLPL Financial LLCRobert W. Baird & Co. Incorporated12-17-2010
Preston Walter ZaleLPL Financial LLCRobert W. Baird & Co. Incorporated12-17-2010
Anida VenniroLPL Financial LLCAXA Advisors, LLC12-16-2010
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Showing 151 to 175 of 245 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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