Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Beverly Jean TobocmanLPL Financial LLCAssociated Securities Corp.09-08-2009
Kevin Scott DodgeLPL Financial LLCMutual Service Corporation09-08-2009
Yvonne Kay White RundellLPL Financial LLCMutual Service Corporation09-08-2009
Randall Kinsel ChapmanLPL Financial LLCMutual Service Corporation09-08-2009
James John Ciennik IIILPL Financial LLCMutual Service Corporation09-08-2009
David James SmolarekLPL Financial LLCMutual Service Corporation09-08-2009
Drewe Lynn RobinsonLPL Financial LLCMutual Service Corporation09-08-2009
Michael Earl ClancyLPL Financial LLCCIA Financial Group, Inc.09-08-2009
Thomas Joseph VandoorneLPL Financial LLCMutual Service Corporation09-08-2009
Craig Robert SawickiLPL Financial LLCMutual Service Corporation09-08-2009
Gerald Lee VannoordLPL Financial LLCMutual Service Corporation09-08-2009
Ronald Steven BarlowLPL Financial LLCMutual Service Corporation09-08-2009
Patrick Gerald McGrathLPL Financial LLCMutual Service Corporation09-08-2009
Todd David CarlsonLPL Financial LLCMutual Service Corporation09-08-2009
Kent David SnyderLPL Financial LLCMutual Service Corporation09-08-2009
Gerald Patrick PurdyLPL Financial LLCMutual Service Corporation09-08-2009
Arthur F. OnyxLPL Financial LLCMutual Service Corporation09-08-2009
Terrence Mcdonnell OrourkeLPL Financial LLCMutual Service Corporation09-08-2009
Gina Marie CetnarLPL Financial LLCWorld Group Securities, Inc.09-08-2009
Jason Van DuynLPL Financial LLCMutual Service Corporation09-08-2009
Michael A. JustinLPL Financial LLCMutual Service Corporation09-08-2009
Lisa Marie McGrathLPL Financial LLCMutual Service Corporation09-08-2009
David Franklin VenturaLPL Financial LLCMutual Service Corporation09-08-2009
Brian Lee ColesLPL Financial LLCMutual Service Corporation09-08-2009
Michael Ray PayneLPL Financial LLCMutual Service Corporation09-08-2009
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Showing 201 to 225 of 245 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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