Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Dale OskeyLPL Financial LLCChase Investment Services Corp.05-31-2011
Aaron M. KlemmLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-13-2017
Adam James McLaughlinLPL Financial LLCWorld Group Securities, Inc.10-30-2009
Adrian Paul Burke IIILPL Financial LLCNorthwestern Mutual Investment Services, LLC01-02-2009
Albert Clement PrykaLPL Financial LLCPNC Investments12-16-2013
Albert Joseph Wojcik IILPL Financial LLCEssex National Securities, LLC01-30-2015
Alexander Gregory ElkinLPL Financial LLCMorgan Stanley$1010-30-2009
Alina VerdiyanLPL Financial LLCWoodbury Financial Services, Inc.07-21-2011
Allen Wayne ParentLPL Financial LLCThe Huntington Investment Company06-04-2013
Amy J. Townsend-VanderpoolLPL Financial LLCPNC Investments03-29-2011
Amy Jean KomisLPL Financial LLCCUSO Financial Services, L.P.06-06-2019
Andrew G. ZaleLPL Financial LLCRobert W. Baird & Co. Incorporated$5012-17-2010
Andrew Harvey GagneLPL Financial LLCAmeriprise Financial Services, LLC07-30-2012
Andrew James WilsonLPL Financial LLCStrategic Advisers LLC06-30-2014
Anida VenniroLPL Financial LLCAXA Advisors, LLC12-16-2010
Anita M KorsonLPL Financial LLCPFS Investments Inc.04-05-2013
Ann B. LattieLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-15-2016
Anthony Ernest LajeunesseLPL Financial LLCNational Planning Corporation$2507-31-2012
Antonio Ameche StokesLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-03-2014
Ashley Marie PockrandtLPL Financial LLCThe Huntington Investment Company02-18-2020
Blake Mitchell BeebeLPL Financial LLCMorgan Stanley09-21-2015
Bradley John AugustineLPL Financial LLCLarson Financial Securities, LLC12-18-2014
Brandon Scott PostmaLPL Financial LLCEdward Jones$2503-27-2009
Brant Robert ShrimplinLPL Financial LLCOppenheimer & Co. Inc.07-02-2009
Breanne Lynn VugteveenLPL Financial LLCOppenheimer & Co. Inc.01-19-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.