Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sage Walker DemullLPL Financial LLCNorthwestern Mutual Investment Services, LLC07-10-2019
Brian Joseph CunninghamLPL Financial LLCWells Fargo Clearing Services, LLC$5007-03-2019
Linda Christine SchultzLPL Financial LLCAvantax Investment Services, Inc.07-02-2019
Tevin Thomas ShackelfordLPL Financial LLCHantz Financial Services, Inc.07-02-2019
Gary Ernest MaynardLPL Financial LLCAvantax Investment Services, Inc.06-26-2019
Brittany N. WatersonLPL Financial LLCLPL Financial LLC06-12-2019
Daniel Lloyd VanskiverLPL Financial LLCValMark Securities, Inc.$1006-10-2019
David Garnett WillisLPL Financial LLCValMark Securities, Inc.06-10-2019
Amy Jean KomisLPL Financial LLCCUSO Financial Services, L.P.06-06-2019
Shane Mitchell RobinsonLPL Financial LLCLifeMark Securities Corp.06-05-2019
James Lawrence YostLPL Financial LLCHornor, Townsend & Kent, LLC$5005-20-2019
Kara A. WilcoxLPL Financial LLCPruco Securities, LLC.04-05-2019
Regina N SpenceLPL Financial LLCEdward Jones04-01-2019
Dennis Fred DesantisLPL Financial LLCHantz Financial Services, Inc.01-24-2019
Phillip Michael DesantisLPL Financial LLCHantz Financial Services, Inc.01-17-2019
Carlton Erling JacobsonLPL Financial LLCLPL Financial LLC01-14-2019
Robert Louis PuzLPL Financial LLCSigma Financial Corporation01-07-2019
George Christopher SukkarLPL Financial LLCCharles Schwab & Co., Inc.01-02-2019
Wendi Pamela Lee DiaconoLPL Financial LLCCetera Advisor Networks LLC$10012-07-2018
Tracy Neal AdamsLPL Financial LLCCetera Advisor Networks LLC12-05-2018
Stephen Robert NoldeLPL Financial LLCInfinex Investments, Inc.11-30-2018
James Harold ColeLPL Financial LLCSigma Financial Corporation$2511-07-2018
Michelle Lynn WoodLPL Financial LLCLincoln Financial Advisors Corporation$5011-02-2018
Shannon Paul SimonLPL Financial LLCSecurities America, Inc.$5010-10-2018
Michael William MaherLPL Financial LLCSignator Investors, Inc.09-25-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.