Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard John VinarLPL Financial LLCHarbour Investments, Inc.$5008-17-2020
Richard John VinarLPL Financial LLCHarbour Investments, Inc.$5008-17-2020
Richard John VinarLPL Financial LLCHarbour Investments, Inc.$508-17-2020
David Jens NielsenLPL Financial LLCEdward Jones08-10-2020
Richard Harris SallLPL Financial LLCVoya Financial Advisors, Inc.$508-07-2020
Kristopher Arthur StaplesLPL Financial LLCFirst Allied Securities, Inc.06-15-2020
Kris Staples, Trevor JohnsonLPL Financial LLCFirst Allied Securities$15006-15-2020
Justin M. CarriereLPL Financial LLCCetera Investment Services LLC04-01-2020
Timothy John SchaeferLPL Financial LLCSecurities America, Inc.$2503-16-2020
Tyler Jordan SwansonLPL Financial LLCCommonwealth Financial Network03-16-2020
Drew Daniel DehnickeLPL Financial LLCWells Fargo Clearing Services, LLC02-14-2020
Jacquelyn MarquardtLPL Financial LLCEdward Jones01-17-2020
Georgene Lynn KolnbergerLPL Financial LLCNorthland Securities, Inc.01-15-2020
Orr CooksLPL Financial LLCAmeriprise Financial Services, LLC01-10-2020
Robert David TuffordLPL Financial LLCCetera Advisor Networks LLC$2501-09-2020
Brian John KujawaLPL Financial LLCCetera Investment Services LLC01-06-2020
Steven Scott LarsonLPL Financial LLCSagePoint Financial, Inc.$1001-02-2020
Sandra Jane LarsonLPL Financial LLCSagePoint Financial, Inc.01-02-2020
Casey Allen LarsonLPL Financial LLCSagePoint Financial, Inc.01-02-2020
Donald John HutchisonLPL Financial LLCCetera Advisor Networks LLC$2512-11-2019
Anthony Joseph PalmiscnoLPL Financial LLCSagePoint Financial, Inc.12-06-2019
Tyler Joseph PalmiscnoLPL Financial LLCSagePoint Financial, Inc.12-06-2019
Charles Robert CooperLPL Financial LLCAdvisorNet Wealth Management11-26-2019
Andrew James TuffordLPL Financial LLCAdvisorNet Wealth Management11-26-2019
James Clifford DannerLPL Financial LLCVoya Financial Advisors, Inc.$2511-26-2019
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Showing 1 to 25 of 276 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.