Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jacqueline Anne AmpeLPL Financial LLC1st Global Capital Corp.06-19-2014
Brian Chance HooperLPL Financial LLC1st Global Capital Corp.$5003-08-2012
Richard Eugene ConwayLPL Financial LLC1st Global Capital Corp.03-08-2012
James J. RudnickLPL Financial LLC1st Global Capital Corp.03-08-2012
Jennifer Lynn LownsburyLPL Financial LLC1st Global Capital Corp.03-08-2012
Michael Jason HabermannLPL Financial LLCAFG Financial Services$10012-20-2013
Paul Martin HoghaugLPL Financial LLCAmeriprise Financial Services, Inc.$15005-14-2019
Jon OtternessLPL Financial LLCAmeriprise Financial Services, Inc.$8412-08-2017
Jon Richard OtternessLPL Financial LLCAmeriprise Financial Services, Inc.$2512-08-2017
William J. RegenscheidLPL Financial LLCAmeriprise Financial Services, Inc.03-14-2016
James P. BortolussiLPL Financial LLCAmeriprise Financial Services, Inc.04-02-2014
Troy A. GourdeLPL Financial LLCAmeriprise Financial Services, Inc.10-04-2013
Andrew Gilbert FraleyLPL Financial LLCAmeriprise Financial Services, Inc.08-06-2013
Eric Thoman NormanLPL Financial LLCAmeriprise Financial Services, Inc.$1006-27-2013
Lisa Lynn Blasing ClarkLPL Financial LLCAmeriprise Financial Services, Inc.01-17-2013
Amanda Lynn GardnerLPL Financial LLCAmeriprise Financial Services, Inc.07-28-2011
Brian Roy DerosierLPL Financial LLCAskar Corp.$5001-03-2012
Kenneth Milo CafourekLPL Financial LLCAskar Corp.$2501-03-2012
Bradley John BorgLPL Financial LLCAskar Corp.$1001-03-2012
Scott Allan RallLPL Financial LLCAskar Corp.01-03-2012
Trevor K. SkaarLPL Financial LLCAskar Corp.01-03-2012
Ommund Danny SkaarLPL Financial LLCAskar Corp.01-03-2012
William Roger SimonetteLPL Financial LLCAskar Corp.01-03-2012
Scott E. CaskeyLPL Financial LLCAXA Advisors, LLC02-13-2013
Dale SchumacherLPL Financial LLCBaker Tilly Capital$31201-16-2015
Next Page »

Showing 1 to 25 of 260 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.