Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Blair Frederick FolkensLPL Financial LLCINVEST Financial Corporation02-14-2018
Ryan D. PaulsonLPL Financial LLCINVEST Financial Corporation02-14-2018
Chris Jay PavekLPL Financial LLCFeltl & Company$2501-19-2018
Michael Paul PoissantLPL Financial LLCH. Beck, Inc.$2512-15-2017
Marissa Mccleary PoissantLPL Financial LLCH. Beck, Inc.12-15-2017
Jon OtternessLPL Financial LLCAmeriprise Financial Services, Inc.$8412-08-2017
Jon Richard OtternessLPL Financial LLCAmeriprise Financial Services, Inc.$2512-08-2017
Douglas Lee RitterLPL Financial LLCNational Planning Corporation$15011-29-2017
Christine Mary ZuckLPL Financial LLCInvestment Centers of America, Inc.$10011-29-2017
Garrett P. FreitagLPL Financial LLCNational Planning Corporation$10011-29-2017
Brenton Charles SchmidtLPL Financial LLCInvestment Centers of America, Inc.$10011-29-2017
Scott Jon SeversonLPL Financial LLCInvestment Centers of America, Inc.$10011-29-2017
Eric David OsgoodLPL Financial LLCNational Planning Corporation$9811-29-2017
Brian Lee MikkelsonLPL Financial LLCNational Planning Corporation$8611-29-2017
Michael John KennedyLPL Financial LLCInvestment Centers of America, Inc.$5011-29-2017
Leo John SchlangenLPL Financial LLCInvestment Centers of America, Inc.$5011-29-2017
Bradley Edward ConnorsLPL Financial LLCInvestment Centers of America, Inc.$5011-29-2017
Geoffrey Sean HansenLPL Financial LLCInvestment Centers of America, Inc.$5011-29-2017
Steven John BerryLPL Financial LLCInvestment Centers of America, Inc.$5011-29-2017
Timothy Joseph KellyLPL Financial LLCNational Planning Corporation$5011-29-2017
Steven Donald LorenzLPL Financial LLCNational Planning Corporation$2511-29-2017
Carolyn Nawrocki OberfeldLPL Financial LLCNational Planning Corporation$2511-29-2017
Peter Joseph HermansonLPL Financial LLCInvestment Centers of America, Inc.$2511-29-2017
Jeffrey Michael BergLPL Financial LLCNational Planning Corporation$2511-29-2017
Myron Nicholas RoeLPL Financial LLCInvestment Centers of America, Inc.$2511-29-2017
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Showing 51 to 75 of 259 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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