Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Douglas Michael HeagrenLPL Financial LLCAmeriprise Financial Services, LLC07-06-2011
Dustin James SmithLPL Financial LLCThrivent Investment Management Inc.$1,00005-26-2011
Jeffrey Thomas ErpeldingLPL Financial LLCProEquities, Inc.$5003-11-2011
Scott D MundalLPL Financial LLCRaymond James Financial Services, Inc.$5003-07-2011
Katherine Marie Williams MsLPL Financial LLCVoya Financial Advisors, Inc.02-07-2011
Patrick John DeegLPL Financial LLCEdward Jones$15012-16-2010
Robert David BayerLPL Financial LLCThrivent Investment Management Inc.12-14-2010
Patrick Lynn GoltzLPL Financial LLCEdward Jones12-03-2010
Michael Peter KoobLPL Financial LLCUBS Financial Services Inc.12-02-2010
Fredrik Gilman BorstadLPL Financial LLCUBS Financial Services Inc.$5011-12-2010
Mark Chester HegstromLPL Financial LLCUBS Financial Services Inc.$5011-12-2010
William George CreamerLPL Financial LLCMorgan Stanley$5011-02-2010
James Clinton Kramer IiiLPL Financial LLCEdward Jones$2205-28-2010
Randy James CunliffeLPL Financial LLCGreat American Advisors, Inc.$5005-24-2010
Wendy Jean KuntzLPL Financial LLCGreat American Advisors, Inc.05-24-2010
Robert Wilkins PotterLPL Financial LLCRmjb, Inc.05-05-2010
Stephen Taylor Salmon JrLPL Financial LLCMML Investors Services, LLC$2504-30-2010
Mark Norman MillerLPL Financial LLCPFS Investments Inc.$5002-08-2010
Travis Reece PierceLPL Financial LLCRaymond James Financial Services Advisors, Inc01-06-2010
Scott Christopher HallettLPL Financial LLCCetera Advisor Networks LLC12-18-2009
Mark Owen StephanLPL Financial LLCLincoln Financial Advisors Corporation$2511-09-2009
Carolyn Jean GanzLPL Financial LLCRBC Capital Markets, LLC09-09-2009
Stephen Jay ReichLPL Financial LLCWells Fargo Clearing Services, LLC08-06-2009
Paul Andrew KiolbasaLPL Financial LLCWells Fargo Investments, LLC08-05-2009
Daniel A GiesekeLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-27-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.