Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jacqueline Anne AmpeLPL Financial LLC1st Global Capital Corp.06-19-2014
James P. BortolussiLPL Financial LLCAmeriprise Financial Services, Inc.04-02-2014
Jeffrey Michael SchlichtLPL Financial LLCThrivent Investment Management Inc.01-24-2014
Matthew James SchererLPL Financial LLCThrivent Investment Management Inc.01-24-2014
Gary Walter SchmidtLPL Financial LLCThrivent Investment Management Inc.01-24-2014
Michael Jason HabermannLPL Financial LLCAFG Financial Services$10012-20-2013
Janel Marie GoffLPL Financial LLCBenjamin F. Edwards & Company, Inc.12-17-2013
Troy A. GourdeLPL Financial LLCAmeriprise Financial Services, Inc.10-04-2013
Michael A. RogersLPL Financial LLCCommonwealth Financial Network$15008-30-2013
Jeffrey Lynn ThompsonLPL Financial LLCCommonwealth Financial Network$10008-30-2013
Daniel James MahoneyLPL Financial LLCCommonwealth Financial Network$5008-30-2013
Stan Daniel FalkenhagenLPL Financial LLCCommonwealth Financial Network$5008-19-2013
Andrew Gilbert FraleyLPL Financial LLCAmeriprise Financial Services, Inc.08-06-2013
Adam Noah LandvikLPL Financial LLCRaymond James Financial Services, Inc.$5006-28-2013
Eric Thoman NormanLPL Financial LLCAmeriprise Financial Services, Inc.$1006-27-2013
Gary Mark WilliamsonLPL Financial LLCEdward Jones$2505-29-2013
Tyler Scott ChristensonLPL Financial LLCUBS Financial Services Inc.$10005-06-2013
Roy Robert PapenfussLPL Financial LLCEdward Jones$1002-26-2013
Scott E. CaskeyLPL Financial LLCAXA Advisors, LLC02-13-2013
Lisa Lynn Blasing ClarkLPL Financial LLCAmeriprise Financial Services, Inc.01-17-2013
Gerald Lester Asplund Jr.LPL Financial LLCNorthwestern Mutual Investment Services, LLC12-17-2012
Jamie Avert EklovLPL Financial LLCRaymond James Financial Services, Inc.12-04-2012
Benjamin Allan HolmLPL Financial LLCRaymond James Financial Services, Inc.$5011-12-2012
Donald Charles Benson Jr.LPL Financial LLCThrivent Investment Management Inc.$1010-25-2012
Mark Richard NeubauerLPL Financial LLCRoyal Alliance Associates, Inc.10-04-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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