Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Ambros WardLPL Financial LLCSecurian Financial Services, Inc.09-24-2019
Robert B. HewittLPL Financial LLCTriad Advisors LLC07-23-2019
Douglas Eugene HenkeLPL Financial LLCGardner Financial Services, Inc.07-19-2019
Daniel David LottsLPL Financial LLCU.S. Bancorp Investments, Inc.07-17-2019
David S. SchultesLPL Financial LLCBMO Harris Financial Advisors, Inc.06-14-2019
Paul Martin HoghaugLPL Financial LLCAmeriprise Financial Services, Inc.$15005-14-2019
Laurie Elizabeth Burling PageLPL Financial LLCJ.W. Cole Financial, Inc.05-01-2019
Terry Joseph GriesLPL Financial LLCThe Oak Ridge Financial Services Group, Inc.$15004-30-2019
Benjamin Thomas SchraderLPL Financial LLCThrivent Investment Management Inc.04-15-2019
Matthew Timothy KrasenLPL Financial LLCFBL Marketing Services, LLC04-10-2019
Joanne RogersLPL Financial LLCSecurities America, Inc.$5001-08-2019
Nicholas John AndresenLPL Financial LLCCliftonLarsonAllen Wealth Advisors, LLC12-17-2018
Susan Caroline CevetteLPL Financial LLCEdward Jones$5007-27-2018
Bradley J SchmitzLPL Financial LLCScottrade, Inc.05-15-2018
Steven Bernard PowersLPL Financial LLCHarbour Investments, Inc.$1002-15-2018
Conrad Lee KerberLPL Financial LLCSII Investments, Inc.$14402-14-2018
Rickey Ray SienkiewiczLPL Financial LLCSII Investments, Inc.$5002-14-2018
Daniel Tobias SchmidLPL Financial LLCINVEST Financial Corporation$5002-14-2018
Michael Reed ZiglerLPL Financial LLCINVEST Financial Corporation$3402-14-2018
John Bradley OversonLPL Financial LLCSII Investments, Inc.$3202-14-2018
Curtis Edward HoffmanLPL Financial LLCSII Investments, Inc.$2502-14-2018
Barry Daniel MinskerLPL Financial LLCSII Investments, Inc.$2502-14-2018
Shawn R. GaustadLPL Financial LLCINVEST Financial Corporation$2502-14-2018
Daniel R. MesseltLPL Financial LLCINVEST Financial Corporation$1502-14-2018
Robert Anthony KnutsonLPL Financial LLCSII Investments, Inc.$1402-14-2018
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Showing 1 to 25 of 259 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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