Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Troy A. GourdeLPL Financial LLCAmeriprise Financial Services, Inc.10-04-2013
Janel Marie GoffLPL Financial LLCBenjamin F. Edwards & Company, Inc.12-17-2013
Michael Jason HabermannLPL Financial LLCAFG Financial Services$10012-20-2013
Jeffrey Michael SchlichtLPL Financial LLCThrivent Investment Management Inc.01-24-2014
Matthew James SchererLPL Financial LLCThrivent Investment Management Inc.01-24-2014
Gary Walter SchmidtLPL Financial LLCThrivent Investment Management Inc.01-24-2014
James P. BortolussiLPL Financial LLCAmeriprise Financial Services, Inc.04-02-2014
Jacqueline Anne AmpeLPL Financial LLC1st Global Capital Corp.06-19-2014
Julie Joyce RiemerLPL Financial LLCWaddell & Reed08-04-2014
Mitchell Douglas StolbaLPL Financial LLCNew England Securities$1011-03-2014
Dale SchumacherLPL Financial LLCBaker Tilly Capital$31201-16-2015
Dale Michael SchumacherLPL Financial LLCBronfman Rothschild01-16-2015
Monte Michael MeierLPL Financial LLCWaddell & Reed02-24-2015
Matthew Daniel FitchLPL Financial LLCFeltl & Company06-19-2015
Lawrence Christopher CalhounLPL Financial LLCWells Fargo Clearing Services, LLC08-24-2015
Ryan H. BoutwellLPL Financial LLCCapFinancial Securities, LLC.09-03-2015
Robert Allen WithersLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-30-2015
Robert WithersLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$6511-03-2015
Nancy Lea WeatherupLPL Financial LLCGradient Securities, LLC11-06-2015
Joshua Kyle WildeLPL Financial LLCMetLife Securities Inc.12-14-2015
William SnuggerudLPL Financial LLCUBS Financial Services Inc.$5002-05-2016
William J. RegenscheidLPL Financial LLCAmeriprise Financial Services, Inc.03-14-2016
Alec T. SaundersLPL Financial LLCHD Vest Investment Services04-04-2016
William Ray VogelerLPL Financial LLCInvestment Centers of America, Inc.07-11-2016
Michael Ryan LaatschLPL Financial LLCNorthwestern Mutual Investment Services, LLC07-15-2016
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Showing 76 to 100 of 260 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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