Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Natalie Noel BurnsLPL Financial LLCNational Planning Corporation11-29-2017
Christopher Michael ReisdorfLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Joseph John MorleyLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Thomas Jeffrey BergLPL Financial LLCNational Planning Corporation11-29-2017
Aaron Matthew FossumLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
John Vincent WalshLPL Financial LLCNational Planning Corporation11-29-2017
Barbara Anne SmithLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Tami Lynn StovernLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Robert William BesemanLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
John Arthur MartinLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Thomas W GahlerLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Leann Marie FrankLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Robert A RootLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Cheri Lynn PagnacLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Christian Michael BarnettLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Laurie Ann MarosLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Sara Rose SmithLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Joanne Treviranus-GlowackiLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
David Douglas RitterLPL Financial LLCNational Planning Corporation11-29-2017
Kevin Patrick KuhlLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Jenny M KarlineLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Laura Ann LamppaLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Cody Ross BuckLPL Financial LLCNational Planning Corporation11-29-2017
Halycon Stephanie WashnieskiLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Cole Aaron MilbrathLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
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Showing 176 to 200 of 261 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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