Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
James William KalinaLPL Financial LLCMorgan Stanley & Co. LLC05-04-2009
Daniel A. GiesekeLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-27-2009
Lois Rebecca TooheyLPL Financial LLCMutual Service Corporation09-08-2009
William Joseph LagooLPL Financial LLCMutual Service Corporation09-08-2009
Kevin Joseph HusethLPL Financial LLCMutual Service Corporation09-08-2009
Willie Jefferson PriceLPL Financial LLCMutual Service Corporation09-08-2009
Timothy David GaarderLPL Financial LLCMutual Service Corporation09-08-2009
Robert Donald HoaglandLPL Financial LLCMutual Service Corporation09-08-2009
Ronald James BickfordLPL Financial LLCMutual Service Corporation09-08-2009
Gregg Kenneth BurrellLPL Financial LLCMutual Service Corporation09-08-2009
David Chalfant Toohey Jr.LPL Financial LLCMutual Service Corporation09-08-2009
Michael Robert VitaleLPL Financial LLCMutual Service Corporation09-08-2009
James Lawrence ChappleLPL Financial LLCMutual Service Corporation09-08-2009
Michael Gottfried MastermanLPL Financial LLCMutual Service Corporation09-08-2009
Philip John AndersonLPL Financial LLCMutual Service Corporation09-08-2009
Elizabeth Ann DehnLPL Financial LLCMutual Service Corporation09-08-2009
Carolyn Jean GanzLPL Financial LLCRBC Capital Markets, LLC09-09-2009
Travis Reece PierceLPL Financial LLCRaymond James Financial Services Advisors, Inc$10001-06-2010
Stephen Taylor Salmon Jr.LPL Financial LLCMML Investors Services, LLC04-30-2010
Robert Wilkins PotterLPL Financial LLCRmjb, Inc.05-05-2010
James Clinton Kramer IIILPL Financial LLCEdward Jones05-28-2010
William George CreamerLPL Financial LLCMorgan Stanley11-02-2010
Fredrik Gilman BorstadLPL Financial LLCUBS Financial Services Inc.$10011-12-2010
Mark Chester HegstromLPL Financial LLCUBS Financial Services Inc.11-12-2010
Michael Peter KoobLPL Financial LLCUBS Financial Services Inc.$5012-02-2010
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Showing 1 to 25 of 260 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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