Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William SnuggerudLPL Financial LLCUBS Financial Services Inc.$5002-05-2016
William Roger SimonetteLPL Financial LLCAskar Corp.01-03-2012
William Ray VogelerLPL Financial LLCInvestment Centers of America, Inc.07-11-2016
William J. RegenscheidLPL Financial LLCAmeriprise Financial Services, LLC03-14-2016
William George CreamerLPL Financial LLCMorgan Stanley11-02-2010
Wendy Marie OksnessLPL Financial LLCWells Fargo Clearing Services, LLC10-03-2016
Tyler Scott ChristensonLPL Financial LLCUBS Financial Services Inc.$5005-06-2013
Tyler Joseph PalmiscnoLPL Financial LLCSagePoint Financial, Inc.12-06-2019
Tyler Jordan SwansonLPL Financial LLCCommonwealth Financial Network03-16-2020
Tyler James KuskeLPL Financial LLCEdward Jones11-15-2019
Tyler David HirthLPL Financial LLCCetera Advisors LLC$5008-02-2016
Troy A. GourdeLPL Financial LLCAmeriprise Financial Services, LLC10-04-2013
Trevor K. SkaarLPL Financial LLCAskar Corp.01-03-2012
Travis Reece PierceLPL Financial LLCRaymond James Financial Services Advisors, Inc$5001-06-2010
Todd Alan LawrenceLPL Financial LLCRaymond James Financial Services, Inc.03-07-2011
Timothy Royce BushLPL Financial LLCCetera Investment Services LLC02-28-2017
Timothy John SchaeferLPL Financial LLCSecurities America, Inc.$2503-16-2020
Timothy Gerald ErnsteLPL Financial LLCWells Fargo Clearing Services, LLC02-14-2013
Thomas John RittenLPL Financial LLCRaymond James Financial Services, Inc.06-29-2012
Thomas Arden WhitnahLPL Financial LLCCommonwealth Financial Network$2508-30-2013
Thomas Allan MillerLPL Financial LLCWaddell & Reed$1002-28-2014
Theodore James ErhartLPL Financial LLCAmeriprise Financial Services, LLC$1002-05-2010
Terry Joseph GriesLPL Financial LLCThe Oak Ridge Financial Services Group, Inc.$15004-30-2019
Tamara Lee PfefferLPL Financial LLCWells Fargo Clearing Services, LLC03-12-2013
Suzanne Lynette FilipLPL Financial LLCU.S. Bancorp Investments, Inc.11-04-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.