Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Douglas Eugene HenkeLPL Financial LLCGardner Financial Services, Inc.$10007-19-2019
Daniel David LottsLPL Financial LLCU.S. Bancorp Investments, Inc.07-17-2019
David S. SchultesLPL Financial LLCBMO Harris Financial Advisors, Inc.06-14-2019
Paul Martin HoghaugLPL Financial LLCAmeriprise Financial Services, Inc.$15005-14-2019
Laurie Elizabeth Burling PageLPL Financial LLCJ.W. Cole Financial, Inc.05-01-2019
Terry Joseph GriesLPL Financial LLCThe Oak Ridge Financial Services Group, Inc.$15004-30-2019
Benjamin Thomas SchraderLPL Financial LLCThrivent Investment Management Inc.04-15-2019
Matthew Timothy KrasenLPL Financial LLCFBL Marketing Services, LLC04-10-2019
Steve Clair RubisLPL Financial LLCSagePoint Financial, Inc.03-08-2019
Joanne RogersLPL Financial LLCSecurities America, Inc.$50001-08-2019
Nicholas John AndresenLPL Financial LLCCliftonLarsonAllen Wealth Advisors, LLC12-17-2018
Nicole Marie MillerLPL Financial LLCCetera Investment Services LLC09-14-2018
Kurt Edwin PhilionLPL Financial LLCNYLIFE Securities LLC08-30-2018
Steven Michael BlumeLPL Financial LLCRBC Capital Markets, LLC08-22-2018
Gary George GilbertLPL Financial LLCCapital Financial Services, Inc.$10008-20-2018
Susan Caroline CevetteLPL Financial LLCEdward Jones$50007-27-2018

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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