Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dennis Mark ZanowskiLPL Financial LLCSecurities America, Inc.$5009-29-2020
Samuel Edward HardLPL Financial LLCWoodbury Financial Services, Inc.09-24-2020
James Bernard Johnson SrLPL Financial LLCWoodbury Financial Services, Inc.09-24-2020
Robert D ScafaLPL Financial LLCCUNA Brokerage Services, Inc.09-18-2020
Michael Edward OReillyLPL Financial LLCSecurities Service Network, LLC$5009-15-2020
Patrick Michael OReillyLPL Financial LLCSecurities Service Network, LLC09-15-2020
John P ThompsonLPL Financial LLCMML Investors Services, LLC09-08-2020
Adam Lake BethelLPL Financial LLCCambridge Investment Research, Inc.07-31-2020
Jason Christopher GaynorLPL Financial LLCNYLIFE Securities LLC07-23-2020
Brian A PowellLPL Financial LLCPNC Investments$2507-20-2020
Wesley Jack BurrellLPL Financial LLCEdward Jones07-20-2020
Ronald Thomas YeatonLPL Financial LLCOneAmerica Securities, Inc.07-08-2020
Daniel Patrick DornanLPL Financial LLCSunTrust Investment Services, Inc.06-01-2020
Lillie Ann PowellLPL Financial LLCPNC Investments$2,00005-26-2020
Barbara Jean McCallLPL Financial LLCSecurities America, Inc.05-04-2020
Courtney Faith JonesLPL Financial LLCSecurities America, Inc.05-04-2020
Kenneth Neil NicklasLPL Financial LLCSecurities America, Inc.04-30-2020
Joseph Bernard BosseLPL Financial LLCSecurities America, Inc.04-30-2020
Jerry Wayne ChristianLPL Financial LLCSecurities America, Inc.$10004-30-2020
James Randy SnodgrassLPL Financial LLCSecurities America, Inc.04-30-2020
Brandon Brooks NicklasLPL Financial LLCSecurities America, Inc.04-30-2020
Aaron James SchmitzLPL Financial LLCSecurities America, Inc.04-30-2020
Trent Jeffries HeltonLPL Financial LLCSecurities America, Inc.04-30-2020
Brian Wall Joe Nastasi LPL Financial LLCWells Fargo Clearing Services, LLC$31504-27-2020
Joseph Anthony NastasiLPL Financial LLCWells Fargo Advisors Financial Network, LLC$10004-27-2020
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Showing 1 to 25 of 146 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.