Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Courtney Faith JonesLPL Financial LLCSecurities America, Inc.05-04-2020
Kenneth Neil NicklasLPL Financial LLCSecurities America, Inc.$15004-30-2020
Joseph Bernard BosseLPL Financial LLCSecurities America, Inc.04-30-2020
Jerry Wayne ChristianLPL Financial LLCSecurities America, Inc.$10004-30-2020
Brandon Brooks NicklasLPL Financial LLCSecurities America, Inc.$5004-30-2020
Aaron James SchmitzLPL Financial LLCSecurities America, Inc.04-30-2020
Trent Jeffries HeltonLPL Financial LLCSecurities America, Inc.04-30-2020
Deann Yvonne PeterLPL Financial LLCRaymond James Financial Services, Inc.$5004-15-2020
Jackie Sue ShupeLPL Financial LLCRaymond James Financial Services, Inc.$2504-15-2020
Christina Marie BrownLPL Financial LLCRaymond James Financial Services, Inc.04-15-2020
Scot Patrick EnrightLPL Financial LLCWoodbury Financial Services, Inc.03-18-2020
Alan SpragginsLPL Financial LLCEdward Jones02-05-2020
Jamshid HoorfarLPL Financial LLCPruco Securities, LLC.01-17-2020
Jill Ann SmithLPL Financial LLCLPL Financial LLC12-23-2019
Nina Marie PentinoLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-23-2019
John Gaspar GatewoodLPL Financial LLCNorthwestern Mutual Investment Services, LLC$1011-22-2019
Aaron C. TuttleLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-22-2019
Brian Christopher McGeehonLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-22-2019
Christina Nicole MeglioLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-22-2019
Daniel James GoeddelLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-22-2019
Keith Alan VanhoyLPL Financial LLCAvantax Investment Services, Inc.11-14-2019
Caleb Sutton MedleyLPL Financial LLCEdward Jones11-04-2019
William Wayne DanielsLPL Financial LLCICBA Securities10-09-2019
Keith Lovell CashLPL Financial LLCCommerce Brokerage Services, Inc.09-04-2019
Thomas Edward BloemkeLPL Financial LLCFarmers Financial Solutions, LLC$5009-03-2019
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Showing 1 to 25 of 193 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.