Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Zachary UngerottLPL Financial LLCStifel, Nicolaus & Company, Incorporated09-07-2016
William Wayne DanielsLPL Financial LLCICBA Securities10-09-2019
William Ted Bryan Jr.LPL Financial LLCSagePoint Financial, Inc.$2501-07-2013
William Hugh Hervey IIILPL Financial LLCWells Fargo Clearing Services, LLC08-20-2013
William Gregg ChamberlinLPL Financial LLCSecurities America, Inc.$5008-21-2018
William Gavin SteckLPL Financial LLCNational Planning Corporation$5007-31-2013
William E Benner Jr.LPL Financial LLCEdward Jones10-07-2009
Vondal Radean DavidsonLPL Financial LLCEdward Jones$507-08-2015
Victoria Ann ScolesLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-29-2015
Victor Waite McCoolLPL Financial LLCH&R Block Financial Advisors, Inc.$2507-07-2009
Trevor Sean GrahamLPL Financial LLCNorthwestern Mutual Investment Services, LLC03-25-2019
Trent Jeffries HeltonLPL Financial LLCSecurities America, Inc.04-30-2020
Timothy Patrick MarshallLPL Financial LLCSaxony Securities, Inc.$1007-17-2017
Timothy M. LaramieLPL Financial LLCU.S. Bancorp Investments, Inc.04-23-2015
Timothy Joseph BanksLPL Financial LLCNational Planning Corporation12-08-2010
Thomas Shaw GoodenLPL Financial LLCEdward Jones05-23-2012
Thomas Patrick FlynnLPL Financial LLCSaxony Securities, Inc.05-19-2015
Thomas Junior IrelandLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2502-12-2016
Thomas J. SontagLPL Financial LLCWells Fargo Clearing Services, LLC$2504-23-2012
Thomas Herbert ThorntonLPL Financial LLCBMO Harris Financial Advisors, Inc.07-21-2016
Thomas George GehaLPL Financial LLCSagePoint Financial, Inc.$111-18-2009
Thomas Edward BloemkeLPL Financial LLCFarmers Financial Solutions, LLC$5009-03-2019
Teresa Margaret WhiteLPL Financial LLCEdward Jones08-12-2019
Taysha Colvin PattersonLPL Financial LLCEdward Jones10-11-2016
Steven Robert Otis MahoneyLPL Financial LLCForesters Financial Services, Inc.03-29-2019
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Showing 1 to 25 of 193 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.