Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen Andrew McMahonLPL Financial LLCMorgan Stanley07-11-2019
Donald William DykLPL Financial LLCInvestment Centers of America, Inc.$10011-29-2017
Kim England TaylorLPL Financial LLCInvestment Centers of America, Inc.$9611-29-2017
Wade Arthur HurstLPL Financial LLCInvestment Centers of America, Inc.$3511-29-2017
Keith Douglas HaasLPL Financial LLCInvestment Centers of America, Inc.$2511-29-2017
Jerald Patrick CampbellLPL Financial LLCNational Planning Corporation$2511-29-2017
Micheal Larry StewartLPL Financial LLCInvestment Centers of America, Inc.$2511-29-2017
Jeffrey Bjarne HoyerLPL Financial LLCInvestment Centers of America, Inc.$1011-29-2017
David Claris GlidewellLPL Financial LLCInvestment Centers of America, Inc.$1011-29-2017
Mark Allen GlidewellLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Andrea Marie MathisonLPL Financial LLCNational Planning Corporation11-29-2017
Paul David GlidewellLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Lacie Ann OrdahlLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Jacob Wade BalyeatLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Cassandra N. HeitzLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Richard Omar WilsonLPL Financial LLCUmpqua Investments, Inc.08-01-2017
Jeffrey Thomas RicklefsLPL Financial LLCEdward Jones$1002-21-2017
David Arthur RensvoldLPL Financial LLCCetera Investment Services LLC$1,00011-29-2016
James Lyle MorrisonLPL Financial LLCCetera Investment Advisers LLC$5011-29-2016
Randy Joseph KolihaLPL Financial LLCCetera Investment Advisers LLC$2511-29-2016
Jonathan Del HerzLPL Financial LLCCetera Investment Advisers LLC$1011-29-2016
Barbara BarrettLPL Financial LLCCetera Investment Advisers LLC$1011-29-2016
Jason Harvey MonroeLPL Financial LLCCetera Investment Advisers LLC11-29-2016
Brian Richard ConnorsLPL Financial LLCCetera Investment Advisers LLC11-29-2016
Carina Renee LangeLPL Financial LLCCetera Investment Services LLC11-29-2016
Next Page »

Showing 1 to 25 of 40 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.