Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gary Duane RebensdorfLPL Financial LLCCUNA Brokerage Services, Inc.01-01-2009
Bradley Phillip KellenLPL Financial LLCAmeriprise Financial Services, LLC01-02-2009
James A. RichmondLPL Financial LLCAXA Advisors, LLC01-05-2009
Alan Lee DaltonLPL Financial LLCEdward Jones$1001-12-2009
Kathryn J. HackneyLPL Financial LLCCUNA Brokerage Services, Inc.01-20-2009
Patrick Anthony DillonLPL Financial LLCCue Financial Group, Inc.01-20-2009
Thomas Ian RindahlLPL Financial LLCCUE Financial Group, Inc.01-20-2009
Douglas Jay SattlerLPL Financial LLCCUE Financial Group, Inc.$5001-20-2009
Monica Sashil ChandraLPL Financial LLCCUNA Brokerage Services, Inc.01-20-2009
Tina Louise WalkerLPL Financial LLCCUE Financial Group, Inc.01-20-2009
Suman Lata SamiLPL Financial LLCCUNA Brokerage Services, Inc.01-20-2009
Sandra Gayle ThompkinsLPL Financial LLCSecurities Service Network, LLC01-30-2009
Thomas Reese NewbreyLPL Financial LLCBanc of America Investment Services, Inc.01-30-2009
Matthew Fletcher KozakLPL Financial LLCMorgan Stanley & Co. LLC$2501-30-2009
Sheldon Alan FishmanLPL Financial LLCCUE Financial Group, Inc.02-03-2009
Jonna Leigh DamianoLPL Financial LLCU.S. Bancorp Investments, Inc.02-06-2009
James Riley McCulleyLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-06-2009
John Gildersleeve MeakinLPL Financial LLCBanc of America Investment Services, Inc.02-09-2009
Darren Edmond KennonLPL Financial LLCCUE Financial Group, Inc.02-11-2009
James Dennis MartinLPL Financial LLCINVEST Financial Corporation02-18-2009
David Scott PattersonLPL Financial LLCPruco Securities, LLC.02-27-2009
Robert Allen Di Donato IILPL Financial LLCRaymond James Financial Services, Inc.03-01-2009
Matthew Michael RistveyLPL Financial LLCINVEST Financial Corporation03-03-2009
James Edward ZbachLPL Financial LLCINVEST Financial Corporation03-03-2009
Lewis Anthony Rosa IIILPL Financial LLCINVEST Financial Corporation03-03-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.