Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Shawn Dale DyeLPL Financial LLCBancWest Investment Services, Inc.$2507-09-2019
Ryan Matthew DresslerLPL Financial LLCHD Vest Investment Services05-29-2019
Ronald David Peterson Jr.LPL Financial LLCRaymond James Financial Services, Inc.03-25-2019
Erin Jean LampLPL Financial LLCState Farm VP Management Corp.02-27-2019
Troy Michael HeftaLPL Financial LLCSecurities America, Inc.$2501-31-2019
James Richard BodensteinerLPL Financial LLCPark Avenue Securities LLC$2506-15-2018
Sarah Renee JuergensLPL Financial LLCInvestment Centers of America, Inc.06-06-2018
Mark Von BrakelLPL Financial LLCInvestment Centers of America, Inc.04-12-2018
Kenneth Jerome SchneiderLPL Financial LLCINVEST Financial Corporation$5002-14-2018
Alison L PerezLPL Financial LLCINVEST Financial Corporation$1002-14-2018
Jason James JaegerLPL Financial LLCINVEST Financial Corporation02-14-2018
Tye William KorblLPL Financial LLCINVEST Financial Corporation02-14-2018
Mary Kathryn BrendenLPL Financial LLCINVEST Financial Corporation02-14-2018
Marie Elizabeth PetryLPL Financial LLCINVEST Financial Corporation02-14-2018
Nathan StittleburgLPL Financial LLCInvestment Centers of America, Inc.01-25-2018
Randall Arden QualeLPL Financial LLCInvestment Centers of America, Inc.$25011-29-2017
Thomas Michael GundersonLPL Financial LLCInvestment Centers of America, Inc.$15011-29-2017
Wayne Alan MuehlerLPL Financial LLCInvestment Centers of America, Inc.$10011-29-2017
Michael Thomas BindasLPL Financial LLCInvestment Centers of America, Inc.$10011-29-2017
Perry Dean BohlLPL Financial LLCInvestment Centers of America, Inc.$10011-29-2017
David Joseph AnstadtLPL Financial LLCNational Planning Corporation$10011-29-2017
Donald H. McMullenLPL Financial LLCInvestment Centers of America, Inc.$8311-29-2017
Thomas Jon HalstensonLPL Financial LLCInvestment Centers of America, Inc.$5011-29-2017
Todd Arnold RingoenLPL Financial LLCNational Planning Corporation$5011-29-2017
Brian Wayne JohnsonLPL Financial LLCInvestment Centers of America, Inc.$5011-29-2017
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Showing 1 to 25 of 84 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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