Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Keith BoydLPL Financial LLCWells Fargo Clearing Services, LLC$18007-24-2020
Keith BoydLPL Financial LLCWells Fargo Clearing Services, LLC$18007-24-2020
Jim M. Freisen, Jordan CelkupaLPL Financial LLCSagePoint Financial, Inc.$15501-09-2020
Cary L. Hall JrLPL Financial LLCUBS Financial Services Inc.$16007-19-2019
Ron JaegerLPL Financial LLCCommonwealth Financial Network$20007-11-2019
Michael Bonevento, James Costabile and Craig LadayLPL Financial LLCAmeriprise Financial Services, LLC$80002-22-2019
Greg SpicerLPL Financial LLCCadaret, Grant & Co., Inc.$40012-18-2018
Morris MayerfieldLPL Financial LLCCadaret, Grant & Co., Inc.$17010-17-2018
Steve Pollock, Jane Rocks, Robert Litwin, Tom Becker and Michael SchneiderLPL Financial LLCPNC Investments$22509-28-2018
Robert ReidingerLPL Financial LLCWells Fargo Clearing Services, LLC$5511-17-2017
Argiroula MastrodimosLPL Financial LLCWells Fargo Clearing Services, LLC$9110-06-2017
Joseph RiccelliLPL Financial LLCPNC Investments$7309-29-2017
James McGeehinLPL Financial LLCPNC Investments$5807-07-2017
Josephine StaglianoLPL Financial LLCWells Fargo Clearing Services, LLC$5206-21-2017
Sandra DaltonLPL Financial LLCAmerican Portfolios Financial Services, Inc.$5404-13-2017
Jomar FernandezLPL Financial LLCPNC Investments$6012-02-2016
Jason Gonter, Michelle NocitoLPL Financial LLCAmeriprise Financial Services, LLC$6011-29-2016
Brian HoffmanLPL Financial LLCPNC Investments$5010-27-2016
Jay TaylorLPL Financial LLCAmeriprise Financial Services, LLC$6009-02-2016
Philip MarchettiLPL Financial LLCPNC Investments$25008-16-2016
James LeongLPL Financial LLCWells Fargo Clearing Services, LLC$11708-09-2016
David Giegerich, David ProvinsalLPL Financial LLCFirst Allied Securities, Inc.$30504-26-2016
Matthew WarrenLPL Financial LLCAmeriprise Financial Services, LLC$6511-20-2015
Michael PalaceLPL Financial LLCWells Fargo Clearing Services, LLC$13005-29-2015
Scott D. Schwartz, Andy SchwartzLPL Financial LLCNorthwestern Mutual Investment Services, LLC$3,00002-25-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.