Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Joseph WadeLPL Financial LLC1st Global Capital Corp.01-07-2019
Joseph ReedLPL Financial LLC1st Global Capital Corp.$10001-03-2019
James J CaristiaLPL Financial LLC1st Global Capital Corp.01-03-2019
David HendersonLPL Financial LLC1st Global Capital Corp.01-03-2019
Michael StieglitzLPL Financial LLC1st Global Capital Corp.01-02-2019
Natacha Tania SmithLPL Financial LLC1st Global Capital Corp.01-02-2019
Sandra DaltonLPL Financial LLCAmerican Portfolios Financial Services, Inc.$5404-13-2017
Darius Gregory MichalskiLPL Financial LLCAmerican Wealth Management, Inc.11-07-2014
Michael Bonevento James Costabile and Craig LadayLPL Financial LLCAmeriprise Financial Services, LLC$80002-22-2019
Jason Gonter Michelle NocitoLPL Financial LLCAmeriprise Financial Services, LLC$6011-29-2016
Jay TaylorLPL Financial LLCAmeriprise Financial Services, LLC$6009-02-2016
Matthew WarrenLPL Financial LLCAmeriprise Financial Services, LLC$6511-20-2015
Vladislav Krubich Tony MayoLPL Financial LLCAmeriprise Financial Services, LLC12-13-2013
Ira Jay KrulikLPL Financial LLCAmeriprise Financial Services, LLC09-03-2020
Saji PhilipLPL Financial LLCAmeriprise Financial Services, LLC04-28-2020
Anthony Nicholas CarusoLPL Financial LLCAmeriprise Financial Services, LLC02-14-2020
Steven Mark GoldsmithLPL Financial LLCAmeriprise Financial Services, LLC10-23-2019
Craig Daniel LadayLPL Financial LLCAmeriprise Financial Services, LLC$5002-22-2019
David Charles FerrellLPL Financial LLCAmeriprise Financial Services, LLC$2502-22-2019
Joseph Paul PearceLPL Financial LLCAmeriprise Financial Services, LLC$2502-22-2019
Fredric Roy WeinerLPL Financial LLCAmeriprise Financial Services, LLC02-22-2019
James Anthony Costabile JrLPL Financial LLCAmeriprise Financial Services, LLC02-22-2019
Richard Louis ShaughnessyLPL Financial LLCAmeriprise Financial Services, LLC02-22-2019
Stephen KuczynskiLPL Financial LLCAmeriprise Financial Services, LLC02-22-2019
Daniel J MonziLPL Financial LLCAmeriprise Financial Services, LLC02-22-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.