Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Cary L Hall Jr.LPL Financial LLCUBS Financial Services Inc.$50007-19-2019
Marc Andrew SteinLPL Financial LLCCetera Advisor Networks LLC$50007-17-2019
Linda Susan KazyakLPL Financial LLCCambridge Investment Research, Inc.07-17-2019
Edward George SoudersLPL Financial LLCFSC Securities Corporation$10007-12-2019
Ronald Evan JaegerLPL Financial LLCCommonwealth Financial Network$50007-11-2019
Jamie Lawrence BaraldiLPL Financial LLCUBS Financial Services Inc.$28007-02-2019
Bryan Michael DeinLPL Financial LLCUBS Financial Services Inc.$50007-02-2019
Richard Charles Callaghan Jr.LPL Financial LLCCapitol Securities Management, Inc.$50007-01-2019
Douglas P GeronLPL Financial LLCMorgan Stanley06-28-2019
John Greer Jr.LPL Financial LLCNorthwestern Mutual Investment Services, LLC$10006-11-2019
Eric Robert ListickLPL Financial LLCRaymond James Financial Services, Inc.$25005-31-2019
Timothy Francis Grable Jr.LPL Financial LLCPark Avenue Securities LLC$50005-29-2019
James A BoyleLPL Financial LLCMML Investors Services, LLC05-17-2019
Michael Kennedy CarberryLPL Financial LLCOppenheimer & Co. Inc.$15005-16-2019
Luis Carlos SalmeronLPL Financial LLCM&T Securities, Inc.$10005-14-2019
Denise Paige AndersonLPL Financial LLCMutual Securities, Inc.05-14-2019
Christopher Daniel LicataLPL Financial LLCValMark Securities, Inc.$10005-08-2019
Timothy Hance StarkeyLPL Financial LLCMorgan Stanley$50004-26-2019
Dennis Lee ZaplinLPL Financial LLCJ.P. Morgan Securities LLC$50003-29-2019
Huikyeong SeccoLPL Financial LLCMML Investors Services, LLC03-29-2019
Thomas Charles DexterLPL Financial LLCCommonwealth Strategic Advisory$10003-19-2019
Lois Lingner-AielloLPL Financial LLCMorgan Stanley03-15-2019
Matthew BeninatiLPL Financial LLCMorgan Stanley$50003-14-2019
Edward Paul WarnerLPL Financial LLCNationwide Securities, LLC02-27-2019
Fredric Roy WeinerLPL Financial LLCAmeriprise Financial Services, Inc.$10002-22-2019
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Showing 1 to 25 of 71 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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