Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gary David SudolLPL Financial LLCAmeriprise Financial Services, Inc.$25008-15-2019
Gary David SudolLPL Financial LLCAmeriprise Financial Services, Inc.$25008-15-2019
Melisa Ann OehmkeLPL Financial LLCAmeriprise Financial Services, Inc.12-17-2015
Keith Carl LundLPL Financial LLCAmeriprise Financial Services, Inc.$1010-24-2011
Darold Wing MarkLPL Financial LLCCetera Advisor Networks LLC$14704-18-2016
Jakob Daniel FriesLPL Financial LLCCitigroup Global Markets Inc.03-15-2019
Brett M. GrahamLPL Financial LLCCitigroup Global Markets Inc.02-08-2019
Salvatore Joseph Petetti Jr.LPL Financial LLCCitigroup Global Markets Inc.$15004-06-2018
Jonel Marie NeddenriepLPL Financial LLCCountry Capital Management Company07-23-2009
Christopher LossingLPL Financial LLCEdward Jones$5507-07-2016
Jason Ronald BaucomLPL Financial LLCEdward Jones04-12-2016
Frederick Leland McDonaldLPL Financial LLCEdward Jones11-19-2015
Michael Franklin MendiolaLPL Financial LLCEdward Jones12-14-2012
Trent Emmett SaviersLPL Financial LLCEdward Jones$5009-30-2011
Jon Bruce ParkLPL Financial LLCFirst Financial Equity Corporation$1011-06-2017
Joseph Armando CalderaLPL Financial LLCINVEST Financial Corporation$11402-14-2018
Salvador Diaz IIILPL Financial LLCINVEST Financial Corporation02-14-2018
Kelly SmithLPL Financial LLCJ.W. Cole Financial$5211-30-2015
Craig Thomas LymanLPL Financial LLCLincoln Financial Distributors, Inc.$10002-11-2009
George Alexander PierceLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-02-2016
Kenneth Brian HeckLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5007-03-2013
Peter J. CoxLPL Financial LLCMML Investors Services, LLC01-08-2018
Steven LloydLPL Financial LLCMML Investors Services, LLC$2510-31-2017
Bryan WeeksLPL Financial LLCMML Investors Services, LLC10-31-2017
Steven Edward RoseLPL Financial LLCMML Investors Services, LLC06-27-2016
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Showing 1 to 25 of 45 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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