Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam M. JonesLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-07-2016
Alan Feler RosembergLPL Financial LLCEdward Jones02-10-2011
Barclay K. CallenderLPL Financial LLCNew England Securities11-12-2014
Beth Vivian WalkerLPL Financial LLCNew England Securities$2511-12-2014
Brad William BarnardLPL Financial LLCWells Fargo Clearing Services, LLC$1010-15-2012
Brett M. GrahamLPL Financial LLCCitigroup Global Markets Inc.02-08-2019
Brian Moran ChapmanLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-13-2015
Brian Patrick CunningLPL Financial LLCZions Direct, Inc.$1710-04-2016
Bryan WeeksLPL Financial LLCMML Investors Services, LLC10-31-2017
Bryton Richard LewisLPL Financial LLCMML Investors Services, LLC07-05-2016
Charles Gilbert Hall IIILPL Financial LLCNew England Securities10-14-2014
Christopher Joseph LossingLPL Financial LLCEdward Jones07-07-2016
Christopher Kent SummersLPL Financial LLCTransamerica Financial Advisors, Inc02-13-2015
Christopher Michael HonerLPL Financial LLCWaddell & Reed01-16-2013
Craig Thomas LymanLPL Financial LLCLincoln Financial Distributors, Inc.02-11-2009
Darold Wing MarkLPL Financial LLCCetera Advisor Networks LLC$5004-18-2016
David James BradyLPL Financial LLCAmeriprise Financial Services, LLC12-04-2019
David Michael QuinnLPL Financial LLCWells Fargo Clearing Services, LLC$2510-15-2012
David Patrick ChandlerLPL Financial LLCJ.P. Morgan Securities LLC04-11-2014
Elias Samir ShiheiberLPL Financial LLCPFS Investments Inc.$1009-01-2010
Eugene Joseph McAteerLPL Financial LLCZions Direct, Inc.01-15-2009
Frederick Leland McDonaldLPL Financial LLCEdward Jones11-19-2015
Gary David SudolLPL Financial LLCAmeriprise Financial Services, LLC$25008-15-2019
Gary HayLPL Financial LLCNew England Securities10-24-2014
George Alexander PierceLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-02-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.