Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James A SalernoLPL Financial LLCMML Investors Services, LLC10-08-2020
Jose E PaniaguaLPL Financial LLCJ.P. Morgan Securities LLC10-07-2020
Jeffrey Michael BurkeyLPL Financial LLCFederated Global Investment Management Corp.09-29-2020
David Brian UrbanLPL Financial LLCCommonwealth Financial Network09-25-2020
Ron Andrew PacLPL Financial LLCMML Investors Services, LLC09-24-2020
Joseph C GencoLPL Financial LLCMML Investors Services, LLC09-14-2020
Robert Settimio CupelloLPL Financial LLCSecurities America, Inc.09-03-2020
Charles Joseph MassimoLPL Financial LLCPurshe Kaplan Sterling Investments$15009-01-2020
Donna L HerreraLPL Financial LLCPurshe Kaplan Sterling Investments09-01-2020
Peter Souren AnastasianLPL Financial LLCPurshe Kaplan Sterling Investments$15008-31-2020
Meaghan Sarah VescioLPL Financial LLCSage, Rutty & Co., Inc.08-28-2020
Devin AndreattaLPL Financial LLCEquitable Advisors, LLC08-18-2020
Ilan TsapovskiLPL Financial LLCCitigroup Global Markets Inc.08-17-2020
Cyril Augustine WyseLPL Financial LLCAmeriprise Financial Services, LLC08-14-2020
John Robert HoweLPL Financial LLCWells Fargo Clearing Services, LLC08-14-2020
Caitlin Anne KuhnenLPL Financial LLCWells Fargo Clearing Services, LLC08-11-2020
Frank George GiangrandeLPL Financial LLCRoyal Alliance Associates, Inc.$2508-10-2020
Andrew Christian HollingsworthLPL Financial LLCRoyal Alliance Associates, Inc.$5008-10-2020
Carol Robin HorowitzLPL Financial LLCStifel, Nicolaus & Company, Incorporated$15007-31-2020
David Frank GerkenLPL Financial LLCLincoln Financial Advisors Corporation$2507-24-2020
Michael Allan GoldfederLPL Financial LLCLincoln Financial Advisors Corporation07-24-2020
Carl John CerrutiLPL Financial LLCInvestacorp, Inc.07-21-2020
Nicole L MannLPL Financial LLCCitizens Securities, Inc.07-13-2020
Joseph John RivelloLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-06-2020
Donald Michael VujnovichLPL Financial LLCMorgan Stanley06-30-2020
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Showing 1 to 25 of 486 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.