Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Andrew KingLPL Financial LLCMorgan Stanley$1004-29-2014
Adam J. LoedelLPL Financial LLCMetLife Securities Inc.11-28-2011
Adam KnaustLPL Financial LLCVoya Financial Advisors, Inc.08-19-2016
Adam Mark NearyLPL Financial LLCVoya Financial Advisors, Inc.$1008-19-2016
Agustin HernandezLPL Financial LLCChase Investment Services Corp.$5004-01-2011
Alan Michael MevorahLPL Financial LLCIndependent Financial Partners$2501-09-2019
Alan Paul TichmanLPL Financial LLCINVEST Financial Corporation02-14-2018
Alexander BezuglyLPL Financial LLCCapital One Investing, LLC03-27-2018
Alfonso Martin Cioffi Jr.LPL Financial LLCKey Investment Services LLC07-27-2012
Alicia Brody SternLPL Financial LLCNational Planning Corporation11-29-2017
Allen P. CantoniLPL Financial LLCM&T Securities, Inc.04-22-2015
Allison Anne MajorLPL Financial LLCCadaret, Grant & Co., Inc.$2503-29-2019
Amal BenbrahimLPL Financial LLCWells Fargo Advisors$5110-14-2016
Amal BenbrahimLPL Financial LLCWells Fargo Clearing Services, LLC$5010-14-2016
Anders Ben JohanssonLPL Financial LLCHSBC Securities (USA) Inc.$5005-15-2012
Andre Edgar BecklesLPL Financial LLCEssex National Securities, LLC06-13-2013
Andrea Owen-BoydLPL Financial LLCINVEST Financial Corporation02-14-2018
Andrew D. SiegelLPL Financial LLCINVEST Financial Corporation02-14-2018
Andrew James SwartwoutLPL Financial LLCM&T Securities, Inc.$15011-10-2017
Anil SinghLPL Financial LLCJPMorgan Chase & Co.$26005-02-2016
Anil SinghLPL Financial LLCJ.P. Morgan Securities LLC05-02-2016
Ann B BoschLPL Financial LLCKey Investment Services LLC03-30-2017
Ann Marie CostiganLPL Financial LLCCapital One Investment Services LLC06-01-2011
Annette Jean OldayLPL Financial LLCMML Investors Services, LLC10-02-2015
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Showing 1 to 25 of 474 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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