Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron R LozierLPL Financial LLCState Farm VP Management Corp.05-21-2014
Adam Andrew KingLPL Financial LLCMorgan Stanley$10004-29-2014
Adam J. LoedelLPL Financial LLCMetLife Securities Inc.$10011-28-2011
Adam KnaustLPL Financial LLCVoya Financial Advisors, Inc.08-19-2016
Adam Mark NearyLPL Financial LLCVoya Financial Advisors, Inc.$10008-19-2016
Agustin HernandezLPL Financial LLCChase Investment Services Corp.$50004-01-2011
Alaine Danielle MacdougallLPL Financial LLCAllstate Financial Services, LLC07-11-2017
Alan Michael MevorahLPL Financial LLCIndependent Financial Partners$25001-09-2019
Alan P MaterazoLPL Financial LLCLincoln Financial Securities Corporation08-12-2013
Albert A VelezLPL Financial LLCChase Investment Services Corp.09-08-2010
Albert Warner Fenical IIILPL Financial LLCNYLIFE Securities LLC03-21-2013
Aldo Antonio JimenezLPL Financial LLCJ.P. Morgan Securities LLC$10012-14-2015
Alejandro GomezLPL Financial LLCCapital One Investment Services LLC10-29-2012
Alexander BezuglyLPL Financial LLCCapital One Investing, LLC03-27-2018
Alexander Peter Kiczek Jr.LPL Financial LLCKey Investment Services LLC02-25-2016
Alfonso Martin Cioffi Jr.LPL Financial LLCKey Investment Services LLC$50007-27-2012
Alix J CharlemagneLPL Financial LLCSantander Securities LLC12-04-2019
Alix J CharlemagneLPL Financial LLCJ.P. Morgan Securities LLC02-04-2014
Allan Lewis RatafiaLPL Financial LLCFirst Allied Advisory Services, Inc.10-21-2016
Allen P. CantoniLPL Financial LLCM&T Securities, Inc.04-22-2015
Allie Corinne RiveraLPL Financial LLCIndependent Financial Partners10-14-2015
Allison Anne MajorLPL Financial LLCCadaret, Grant & Co., Inc.$25003-29-2019
Allison Clancy HudsonLPL Financial LLCCitigroup Global Markets Inc.$15005-10-2011
Alyson Jane MaherLPL Financial LLCRaymond James Financial Services, Inc.04-02-2018
Amal BenbrahimLPL Financial LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50010-14-2016
Next Page »

Showing 1 to 25 of 692 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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