Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian David SmithLPL Financial LLCSecurities America, Inc.$25007-08-2019
Jerald Lewis ButtsLPL Financial LLCSecurities America, Inc.$107-08-2019
Nenad TufekcicLPL Financial LLCCincinnati Analysts, Inc.$105-13-2019
Jean-Claude Mansanga NdongoLPL Financial LLCKey Investment Services LLC02-25-2019
Jennifer Kathryn PieronekLPL Financial LLCRaymond James Financial Services, Inc.$15001-28-2019
Ryan Jeffrey KleveLPL Financial LLCForesters Financial Services, Inc.01-14-2019
James Joseph MarcusLPL Financial LLCKey Investment Services LLC$5011-30-2018
James Kerns PettyLPL Financial LLCWaddell & Reed10-31-2018
Jason Andrew BlackLPL Financial LLCWaddell & Reed10-01-2018
James Joseph HlavatyLPL Financial LLCAXA Advisors, LLC08-31-2018
Eric Douglas RotoloLPL Financial LLCPruco Securities, LLC.$108-08-2018
Michael Anthony Durham IILPL Financial LLCCetera Advisors LLC07-26-2018
Jessica H McnameeLPL Financial LLCInfinex Investments, Inc.$106-29-2018
Vanessa Diane BeyLPL Financial LLCInfinex Investments, Inc.06-29-2018
Sony Son DawsonLPL Financial LLCFifth Third Securities, Inc.04-16-2018
John William WirtzLPL Financial LLCThe Huntington Investment Company02-12-2018
Bruce Alan DipietroLPL Financial LLCSivel Capital Management, Inc$102-07-2018
Christopher James ReddingtonLPL Financial LLCAllstate Financial Services, LLC02-07-2018
Jon D StacyLPL Financial LLCThe Huntington Investment Company02-02-2018
Kevin R MontgomeryLPL Financial LLCThe Huntington Investment Company02-01-2018
Robert Charles MarkovichLPL Financial LLCKey Investment Services LLC12-20-2017
Andrew David SchmitmeyerLPL Financial LLCCetera Investment Services LLC$5012-07-2017
Bryan Jason BonkowskiLPL Financial LLCInvestment Professionals, Inc.12-07-2017
Marcus Craig CarpenterLPL Financial LLCInvestment Professionals, Inc.12-07-2017
Charles Edward WirtzLPL Financial LLCNational Planning Corporation11-29-2017
Next Page »

Showing 1 to 25 of 390 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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