Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Benjamin Paul ForgraveLPL Financial LLCAlpha Financial Planning, Inc.05-31-2016
James Michael TschantzLPL Financial LLCAmerican Portfolios Financial Services, Inc.07-25-2011
James Jones, Steven SmetanaLPL Financial LLCAmeriprise Financial Services, Inc.$6412-09-2016
James Edward JonesLPL Financial LLCAmeriprise Financial Services, Inc.12-09-2016
Joshua Anglin, Thomas CompernolleLPL Financial LLCAmeriprise Financial Services, Inc.$5412-08-2016
Jerod Keith CookLPL Financial LLCAmeriprise Financial Services, Inc.$5005-15-2015
Michael Richard ConleyLPL Financial LLCAmeriprise Financial Services, Inc.11-21-2013
Christopher Lee StiverLPL Financial LLCAmeriprise Financial Services, Inc.11-12-2013
Mark David WilcoxLPL Financial LLCAmeriprise Financial Services, Inc.07-16-2013
Andrew Jay MaimonaLPL Financial LLCAmeriprise Financial Services, Inc.07-15-2013
David Lee HeffelmanLPL Financial LLCAmeriprise Financial Services, Inc.07-15-2013
Lisa J. GerardiLPL Financial LLCAmeriprise Financial Services, Inc.$2511-20-2009
Tracey BrooksLPL Financial LLCAmeritas Investment Corp.$10006-27-2019
Jamie Allen OsborneLPL Financial LLCAmeritas Investment Corp.06-27-2019
Patricia Wojtonek-GioittaLPL Financial LLCAmfin Investment Services, Inc.03-10-2010
Mark Douglas WilliamsLPL Financial LLCAmfin Investment Services, Inc.$20003-09-2010
Jennifer Rose DankoLPL Financial LLCAmfin Investment Services, Inc.03-08-2010
John Brown HlayLPL Financial LLCAspen Management Group Ltd02-26-2009
Robert Nelson DonofrioLPL Financial LLCAXA Advisors, LLC04-26-2019
James Joseph HlavatyLPL Financial LLCAXA Advisors, LLC08-31-2018
Ronald Franklin MayerLPL Financial LLCAXA Advisors, LLC06-29-2011
Basil Mcvoy Duncan IIILPL Financial LLCAXA Advisors, LLC01-04-2010
Robert John BarnesLPL Financial LLCCadaret, Grant & Co., Inc.10-01-2019
Nenad TufekcicLPL Financial LLCCambridge Investment Research, Inc.05-13-2019
Billy MitchellLPL Financial LLCCapital One Investing, LLC02-26-2016
Next Page »

Showing 1 to 25 of 259 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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