Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Sweeney LPL Financial LLC Ameriprise Financial Services, Inc.$12509-27-2019
Daniel John StifflerLPL Financial LLCKey Investment Services LLC$5010-04-2019
Robert John BarnesLPL Financial LLCCadaret, Grant & Co., Inc.10-01-2019
Samuel William BaynesLPL Financial LLCSecurities America, Inc.08-27-2019
Samuel William BaynesLPL Financial LLCSecurities America, Inc.08-27-2019
Stephen A. RogersLPL Financial LLCVoya Financial Advisors, Inc.$5008-14-2019
Rick Lawrence ScheelerLPL Financial LLCNorthwestern Mutual Investment Services, LLC08-07-2019
Brian David SmithLPL Financial LLCSecurities America, Inc.$25007-08-2019
Jerald Lewis ButtsLPL Financial LLCSecurities America, Inc.07-08-2019
Tracey BrooksLPL Financial LLCAmeritas Investment Corp.$10006-27-2019
Jamie Allen OsborneLPL Financial LLCAmeritas Investment Corp.06-27-2019
Bruce O. Dye Jr.LPL Financial LLCWells Fargo Clearing Services, LLC$1106-07-2019
Nenad TufekcicLPL Financial LLCCambridge Investment Research, Inc.05-13-2019
Robert Nelson DonofrioLPL Financial LLCAXA Advisors, LLC04-26-2019
Jennifer Kathryn PieronekLPL Financial LLCRaymond James Financial Services, Inc.$15001-28-2019
Ryan Jeffrey KleveLPL Financial LLCForesters Financial Services, Inc.01-14-2019
James Joseph MarcusLPL Financial LLCKey Investment Services LLC$5011-30-2018
James Kerns PettyLPL Financial LLCWaddell & Reed10-31-2018
Jason Andrew BlackLPL Financial LLCWaddell & Reed10-01-2018
James Joseph HlavatyLPL Financial LLCAXA Advisors, LLC08-31-2018
Eric Douglas RotoloLPL Financial LLCPruco Securities, LLC.08-08-2018
Michael Anthony Durham IILPL Financial LLCCetera Advisors LLC07-26-2018
Bryan D. MeilingerLPL Financial LLCFidelity Brokerage Services LLC07-16-2018
Kori Jean ManusLPL Financial LLCInfinex Investments, Inc.$2506-29-2018
Jessica H. McNameeLPL Financial LLCInfinex Investments, Inc.06-29-2018
Next Page »

Showing 1 to 25 of 261 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.