Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dennis SpontarelliLPL Financial LLCHarbor Financial Services, LLC$1003-04-2020
Robert David HaysLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-04-2020
Kent R. GroffLPL Financial LLCAvantax Investment Services, Inc.$20002-10-2020
Adam Scott LangdonLPL Financial LLCSecurities America, Inc.$103-02-2020
Irshad Jamal BannisterLPL Financial LLCTransamerica Financial Advisors, Inc03-02-2020
Robert Charles FriesLPL Financial LLCKey Investment Services LLC$2502-13-2020
Gary Lee LightnerLPL Financial LLCAvantax Advisory Services$20002-10-2020
Cheryl Ann BrownLPL Financial LLCH. Beck, Inc.11-26-2019
Daniel Xavier NameyLPL Financial LLCH. Beck, Inc.11-26-2019
Lois A. BratkovichLPL Financial LLCH. Beck, Inc.11-26-2019
James Franklin CalvertLPL Financial LLCH. Beck, Inc.11-26-2019
Daniel John StifflerLPL Financial LLCKey Investment Services LLC$50010-04-2019
Robert John BarnesLPL Financial LLCCadaret, Grant & Co., Inc.$10010-01-2019
William Russell DoupLPL Financial LLCFSC Securities Corporation10-01-2019
Christopher Derek SweeneyLPL Financial LLCAmeriprise Financial Services, Inc.$71009-27-2019
Patrick F. RussoLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50009-09-2019
Joshua Kane LambertLPL Financial LLCAmeriprise Financial Services, Inc.09-03-2019
Samuel William BaynesLPL Financial LLCIFP Securities, LLC$10008-27-2019
Stephen A. RogersLPL Financial LLCVoya Financial Advisors, Inc.$50008-12-2019
Aaron D. BurgaLPL Financial LLCWesBanco Securities, Inc.08-12-2019
Kimberly Sue WeithmanLPL Financial LLCPNC Investments$10008-09-2019
Rick Lawrence ScheelerLPL Financial LLCNorthwestern Mutual Investment Services, LLC08-07-2019
Brian Edward SchlotterLPL Financial LLCCetera Financial Specialists LLC$10008-05-2019
Michael Louis BaumanLPL Financial LLCCetera Financial Specialists LLC08-05-2019
Michael Howard TowleLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10007-31-2019
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Showing 1 to 25 of 441 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.