Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jerald Lewis ButtsLPL Financial LLCWorld Group Securities, Inc.01-02-2009
Nicholas Andrew WurstLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2501-12-2009
William Randolph Wilkins Jr.LPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-13-2009
Robert Andrew HekschLPL Financial LLCSilver Mountain Capital Partners LLC$5001-22-2009
Michael Joseph ZembalaLPL Financial LLCLincoln Financial Advisors Corporation01-23-2009
Brendan N. WillmannLPL Financial LLCCitigroup Global Markets Inc.01-23-2009
Joseph Andrew ZarlingaLPL Financial LLCLincoln Financial Advisors Corporation$2501-27-2009
James Irwin BriskLPL Financial LLCUBS Financial Services Inc.$5001-30-2009
Frederick Hodges Duffield IIILPL Financial LLCAspen Management Group Ltd02-02-2009
Scott David ZiskaLPL Financial LLCLincoln Financial Advisors Corporation02-02-2009
David Kenneth ThorneLPL Financial LLCLincoln Financial Advisors Corporation$10002-02-2009
Justin R. HortonLPL Financial LLCLincoln Financial Advisors Corporation02-02-2009
Carmelito M. Olaes Jr.LPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-09-2009
Michael Allen ChaffeeLPL Financial LLCLincoln Financial Advisors Corporation02-12-2009
Daniel Jack JacobyLPL Financial LLCJ.P. Morgan Securities LLC02-20-2009
John Brown HlayLPL Financial LLCAspen Management Group Ltd02-26-2009
Alan Wesley BegyLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5004-13-2009
Kevin Paul GlassLPL Financial LLCRaymond James Financial Services Advisors, Inc04-28-2009
Raymond Turner KernLPL Financial LLCAberdeen Fund Distributors, LLC05-20-2009
Michael Gavan GriesmeyerLPL Financial LLCFSC Securities Corporation$10006-12-2009
Dennis John IboldLPL Financial LLCWells Fargo Clearing Services, LLC06-26-2009
Joseph Paul Sedlock Jr.LPL Financial LLCStifel, Nicolaus & Company, Incorporated$506-29-2009
Christopher Breed WallingLPL Financial LLCMorgan Stanley$10007-15-2009
David C. VespoliLPL Financial LLCMorgan Stanley$1007-24-2009
Michael Jay SuttleLPL Financial LLCBrookshire Financial Group, Inc.$2508-13-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.