Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rickey Shawn EzellLPL Financial LLCEdward Jones06-17-2019
Rebecca Speck FosterLPL Financial LLCMutual of Omaha Investor Services, Inc.$2502-04-2019
Tyler Scott ManessLPL Financial LLCAmeriprise Financial Services, Inc.01-15-2019
Thomas Casey LoperLPL Financial LLCEdward Jones$5012-03-2018
Conard Brent TerrellLPL Financial LLCAXA Advisors, LLC$10010-09-2018
Brandon Wayne AlleeLPL Financial LLCEdward Jones$5006-26-2018
John Atwood Harding Jr.LPL Financial LLCCetera Advisors LLC$2506-04-2018
Tom Keith BarclayLPL Financial LLCCetera Advisors LLC$106-04-2018
Jennifer Denise HawkinsLPL Financial LLCArvest Wealth Management03-09-2018
Bobby Jack ImpsonLPL Financial LLCNational Planning Corporation11-29-2017
Charles Martin GunkelLPL Financial LLCNational Planning Corporation$5011-29-2017
Charles Mel CampbellLPL Financial LLCNational Planning Corporation11-29-2017
Garrin Blain BratcherLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Gary Lynn HayworthLPL Financial LLCInvestment Centers of America, Inc.$5011-29-2017
Gregory Allen CovaltLPL Financial LLCInvestment Centers of America, Inc.$1011-29-2017
Phillip Matthew BellLPL Financial LLCNational Planning Corporation$10011-29-2017
Stephen Paul AugustLPL Financial LLCNational Planning Corporation$1011-29-2017
Vincent Raymond HartLPL Financial LLCInvestment Centers of America, Inc.$2511-29-2017
Brian Wayne MitchellLPL Financial LLCB. Riley Wealth Management$5010-17-2017
Larry Dale EllisLPL Financial LLCArvest Wealth Management08-16-2016
Kathleen Jo GrizzleLPL Financial LLCMML Investors Services, LLC08-02-2016
David Lawrence JensenLPL Financial LLCMetLife Securities Inc.$107-18-2016
Justin Miles McdannaldLPL Financial LLCBOK Financial Services, Inc.06-24-2016
Gerald Todd TidwellLPL Financial LLCEdward Jones10-07-2015
Carla R BaileyLPL Financial LLCEdward Jones07-20-2015
Next Page »

Showing 1 to 25 of 73 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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