Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kenton Andrew HauxwellLPL Financial LLCRaymond James Financial Services, Inc.$5007-15-2019
Susan Helen PerryLPL Financial LLCForesters Financial Services, Inc.$5003-29-2019
Kalin Virginia RooneyLPL Financial LLCForesters Financial Services, Inc.03-29-2019
Davis Alika SiligaLPL Financial LLCForesters Financial Services, Inc.03-29-2019
Raymond James AlbanoLPL Financial LLCD.A. Davidson & Co.$15003-21-2019
Jeffrey Daniel HolmanLPL Financial LLCParkland Securities, LLC12-14-2018
Kenya Deshawn DanielLPL Financial LLCEK Riley Investments, LLC11-27-2018
Joel Gary JanssenLPL Financial LLCWells Fargo Clearing Services, LLC$10007-16-2018
Darrel LawrenceLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-01-2018
Richard Louis MorrellLPL Financial LLCSII Investments, Inc.$20002-14-2018
Conrad Earl PearsonLPL Financial LLCSII Investments, Inc.$10002-14-2018
Guy Alexander CrooksLPL Financial LLCSII Investments, Inc.$4202-14-2018
Peter Louis SeeligLPL Financial LLCSII Investments, Inc.$2502-14-2018
Amy Lundy CrooksLPL Financial LLCSII Investments, Inc.$2502-14-2018
Eric J. KleinLPL Financial LLCSII Investments, Inc.$1002-14-2018
Larry Wendel MathisLPL Financial LLCSII Investments, Inc.$1002-14-2018
Emiliano AlonsoLPL Financial LLCSII Investments, Inc.02-14-2018
John Lewis CookLPL Financial LLCSII Investments, Inc.02-14-2018
Daniel John MurphyLPL Financial LLCUmpqua Investments, Inc.$10002-01-2018
Tommy Dean BentleyLPL Financial LLCNational Planning Corporation$10011-29-2017
David Bruce HortonLPL Financial LLCNational Planning Corporation$5011-29-2017
Luke Bartow DicksonLPL Financial LLCNational Planning Corporation$5011-29-2017
Daniel Floyd SchuetteLPL Financial LLCInvestment Centers of America, Inc.$2511-29-2017
Paul Matthew SabinsLPL Financial LLCNational Planning Corporation$2511-29-2017
Joseph William Ritacco Jr.LPL Financial LLCNational Planning Corporation11-29-2017
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Showing 1 to 25 of 93 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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