Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tom Smothers Bill Smothers LPL Financial LLCKMS Financial Services, Inc.$22009-18-2020
Michael McDonaldLPL Financial LLCU.S. Bancorp Investments, Inc.$7509-02-2015
Michael PickettLPL Financial LLCEdward Jones$5107-19-2017
Paul CarlsonLPL Financial LLCEdward Jones$10306-19-2015
Lance SteinbergLPL Financial LLCWells Fargo Clearing Services, LLC$12511-02-2017
Jay TobiasLPL Financial LLCWells Fargo Clearing Services, LLC$9605-01-2017
Christopher Lee RaskLPL Financial LLCWells Fargo Advisors Financial Network, LLC09-28-2020
Mitchell N RaskLPL Financial LLCWells Fargo Advisors Financial Network, LLC09-28-2020
Jane M MillerLPL Financial LLCWells Fargo Advisors Financial Network, LLC09-28-2020
Jeffrey Michael ElorriagaLPL Financial LLCWells Fargo Advisors Financial Network, LLC09-28-2020
Tommy E SmothersLPL Financial LLCKMS Financial Services, Inc.$8309-18-2020
William E SmothersLPL Financial LLCKMS Financial Services, Inc.$9509-18-2020
Russell David MurfittLPL Financial LLCRoyal Alliance Associates, Inc.$5006-12-2020
Brian Dale TrowbridgeLPL Financial LLCLevel Four Advisory Services06-12-2020
Ralph Edward LuchterhandLPL Financial LLCAmeriprise Financial Services, LLC$5005-20-2020
Richard Erwin MeyerLPL Financial LLCKMS Financial Services, Inc.05-11-2020
Gregory Samuel MeyerLPL Financial LLCKMS Financial Services, Inc.05-11-2020
Benjamen Rodney RothwellLPL Financial LLCIndependent Financial Group, LLC04-13-2020
Emily Rose McDonaldLPL Financial LLCSecurities America, Inc.$25001-15-2020
Gregory Jan KrpalekLPL Financial LLCSagePoint Financial, Inc.$10001-03-2020
Steven Lea TuchschererLPL Financial LLCAvantax Investment Services, Inc.11-20-2019
Matthew Tyler BeckLPL Financial LLCStifel, Nicolaus & Company, Incorporated09-13-2019
Thomas George DelaneyLPL Financial LLCWaddell & Reed08-28-2019
Kenton Andrew HauxwellLPL Financial LLCRaymond James Financial Services, Inc.$5007-15-2019
Nathan Peter GraffLPL Financial LLCWells Fargo Clearing Services, LLC07-01-2019
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Showing 1 to 25 of 93 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.