Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Joseph LynnLPL Financial LLCWoodbury Financial Services, Inc.07-15-2019
Lenora Johns CunninghamLPL Financial LLCWoodbury Financial Services, Inc.07-15-2019
Shannon G BenderLPL Financial LLCCitizens Securities, Inc.$5007-09-2019
Joseph Anthony PerrettaLPL Financial LLCRaymond James Financial Services, Inc.$2506-28-2019
Stephen Anthony TulliLPL Financial LLCWells Fargo Clearing Services, LLC$2506-20-2019
Edmund Douglas RobinsonLPL Financial LLCSantander Securities LLC06-03-2019
Howard William VariLPL Financial LLCWells Fargo Advisors Financial Network, LLC$5005-31-2019
Louise M SchwehrLPL Financial LLCForesters Financial Services, Inc.05-16-2019
Barry Arthur RucksLPL Financial LLCAmeriprise Financial Services, Inc.$5005-09-2019
Matthew Ryan SilverhardtLPL Financial LLCAmeriprise Financial Services, Inc.05-09-2019
Michael C. KesselLPL Financial LLCCetera Advisors LLC$10004-15-2019
Michael Sean MoranLPL Financial LLCInfinex Investments, Inc.04-10-2019
Carrie MullinsLPL Financial LLCForesters Financial Services, Inc.$5003-29-2019
Kevin GrantLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-04-2019
Edward Mendenhall TaylorLPL Financial LLCSantander Securities LLC01-28-2019
Richard R. KulbackiLPL Financial LLCAXA Advisors, LLC01-03-2019
Kimberly Ann SantarsieroLPL Financial LLCWells Fargo Clearing Services, LLC12-19-2018
Michael David HudsonLPL Financial LLCNationwide Securities, LLC11-01-2018
Jarrod L RenningerLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5010-19-2018
Susan L. PainterLPL Financial LLCAllstate Financial Services, LLC09-24-2018
Jonathan Randall VernacchioLPL Financial LLCPNC Investments09-24-2018
Matthew Paul EchelmeierLPL Financial LLCCadaret, Grant & Co., Inc.$2508-22-2018
Scott Ari ShawLPL Financial LLCAmeriprise Financial Services, Inc.08-17-2018
James Anthony RitcheyLPL Financial LLCCambridge Investment Research, Inc.07-26-2018
Ronald Raymond NemshickLPL Financial LLCWells Fargo Clearing Services, LLC$1,00007-13-2018
Next Page »

Showing 1 to 25 of 338 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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