Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin M. DoyleLPL Financial LLCWells Fargo Clearing Services, LLC$10001-09-2009
Christopher E. HigginsLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-13-2009
Jeffrey Steven VincentLPL Financial LLCJanney Montgomery Scott LLC03-13-2009
Francis Alexander Sciecinski Jr.LPL Financial LLCRaymond James & Associates, Inc.04-17-2009
Lauren Fairley NassauLPL Financial LLCAmeriprise Financial Services, Inc.$1004-21-2009
Nathan D SmedleyLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-24-2009
David Loran CostaLPL Financial LLCUBS Financial Services Inc.$2504-30-2009
Scott Lang LinvilleLPL Financial LLCJanney Montgomery Scott LLC05-27-2009
Mark Jeffrey FreilichLPL Financial LLCCitigroup Global Markets Inc.05-27-2009
Patrick Michael RotondoLPL Financial LLCCitigroup Global Markets Inc.$10006-08-2009
Clyde Joseph TommelleoLPL Financial LLCWoodbury Financial Services, Inc.06-22-2009
Roy Michael BlumbergLPL Financial LLCSterne, Agee & Leach, Inc.07-08-2009
Mark Vincent ReismeierLPL Financial LLCRBC Capital Markets, LLC08-13-2009
Eric Joseph ConnorsLPL Financial LLCMutual Service Corporation$5009-08-2009
Richard Scott CulbertsonLPL Financial LLCMutual Service Corporation09-08-2009
Jessica Jones TeelLPL Financial LLCMutual Service Corporation09-08-2009
Michael Francis PultroLPL Financial LLCMutual Service Corporation09-08-2009
Daniel Gerard AielloLPL Financial LLCMutual Service Corporation09-08-2009
Ryan Christopher ToddLPL Financial LLCMutual Service Corporation09-08-2009
Patricia Jane LudgateLPL Financial LLCMutual Service Corporation09-08-2009
Christopher D TamagnoLPL Financial LLCAssociated Securities Corp.09-08-2009
John Frederick CopperLPL Financial LLCMutual Service Corporation09-08-2009
Todd Wayne WelchLPL Financial LLCPNC Investments09-21-2009
Douglas Andrew DickLPL Financial LLCInvestment Advisors Asset Management, LLC09-29-2009
Charles A CoveneyLPL Financial LLCEdward Jones11-06-2009
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Showing 1 to 25 of 350 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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