Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Barry Arthur RucksLPL Financial LLCAmeriprise Financial Services, LLC$5005-09-2019
Matthew Ryan SilverhardtLPL Financial LLCAmeriprise Financial Services, LLC05-09-2019
Scott Ari ShawLPL Financial LLCAmeriprise Financial Services, LLC08-17-2018
Matthew Paul EchelmeierLPL Financial LLCCadaret, Grant & Co., Inc.$2508-22-2018
James Anthony RitcheyLPL Financial LLCCambridge Investment Research, Inc.$707-26-2018
Shannon Gerald BenderLPL Financial LLCCitizens Securities, Inc.07-09-2019
Mathew ParsonsLPL Financial LLCCitizens Securities, Inc.11-05-2018
Richard R KulbackiLPL Financial LLCEquitable Advisors, LLC01-03-2019
Ashley Ann AltmanLPL Financial LLCForesters Financial Services, Inc.02-28-2019
Jordyn Michelle LynchLPL Financial LLCForesters Financial Services, Inc.02-28-2019
Michael Sean MoranLPL Financial LLCInfinex Investments, Inc.04-10-2019
Brian James SmithLPL Financial LLCInvestment Professionals, Inc.$15007-30-2018
Alan Michael UlrichLPL Financial LLCKey Investment Services LLC08-20-2018
Kevin GrantLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-04-2019
Jarrod L RenningerLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-19-2018
Thomas Adam KadylakLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2018
Tressia Mae PankewiczLPL Financial LLCMorgan Stanley$2506-17-2019
Woodrow Wilson McGill IIILPL Financial LLCMorgan Stanley10-19-2018
Michael David HudsonLPL Financial LLCNationwide Securities, LLC11-01-2018
Christopher Michael SchankLPL Financial LLCNorthwestern Mutual Investment Services, LLC06-17-2019
Jennifer S GreeneLPL Financial LLCPNC Investments04-23-2019
Joseph Anthony CravottaLPL Financial LLCPrincipal Securities, Inc.02-19-2019
Aaron Michael KatylLPL Financial LLCPruco Securities, LLC.05-17-2019
Jason Christopher LawrenceLPL Financial LLCPST Advisors, LLC09-19-2018
Joseph Anthony PerrettaLPL Financial LLCRaymond James Financial Services, Inc.$2506-28-2019
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Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.