Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Harold Sulyma Sr.LPL Financial LLCH. Beck, Inc.04-03-2020
Mark John ArrudaLPL Financial LLCSantander Securities LLC02-18-2020
James Patrick Flynn Jr.LPL Financial LLCInfinex Investments, Inc.02-14-2020
Sheri Ann HendricksLPL Financial LLCPruco Securities, LLC.01-22-2020
George David ParentLPL Financial LLCSignator Investors, Inc.$3707-31-2018
Robert Courtney ClowerLPL Financial LLCValMark Securities, Inc.07-16-2018
Frederick William Arbusto IIILPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1006-29-2018
Ryan M VaughnLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-29-2018
Steven R FrazierLPL Financial LLCStifel, Nicolaus & Company, Incorporated03-23-2018
Jason TaylorLPL Financial LLCCitizens Securities, Inc.12-21-2017
Guido Mogatti SarcioneLPL Financial LLCMML Investors Services, LLC$5012-18-2017
Chris Louis Calisto LibuttiLPL Financial LLCAmerican Elm Distribution Partners, LLC09-18-2017
Robert Everett Veasey Jr.LPL Financial LLCSII Investments, Inc.$4208-04-2017
Adam Andrew CoteLPL Financial LLCMML Investors Services, LLC04-03-2017
Brian J. LasalleLPL Financial LLCLincoln Financial Advisors Corporation03-09-2017
Mark Irwin KarnesLPL Financial LLCLincoln Financial Advisors Corporation11-11-2016
Kenneth L. Richardson Jr.LPL Financial LLCLincoln Financial Advisors Corporation11-04-2016
Terence William TinkhamLPL Financial LLCSantander Securities LLC$2510-03-2016
Ryan N. MelucciLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-21-2015
Jason James RouslinLPL Financial LLCEdward Jones09-15-2015
Jeffrey Marc AlexanderLPL Financial LLCCitizens Securities, Inc.$2507-08-2015
Susan Anita DewsnapLPL Financial LLCWealth Management Resources, Inc.02-10-2015
James Vincent BurnsLPL Financial LLCCambridge Investment Research, Inc.$2501-14-2014
Michael Stephen JillingLPL Financial LLCCitizens Securities, Inc.08-16-2013
James Robert BorahLPL Financial LLCPrincipal Securities, Inc.$2506-19-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.