Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Newton Peacock Jr.LPL Financial LLCMutual Service Corporation09-08-2009
David Michael UrsoLPL Financial LLCMutual Service Corporation09-08-2009
Gerald Edward LongLPL Financial LLCAmeriprise Financial Services, Inc.07-06-2010
Gregory Michael SilvaLPL Financial LLCUvest Financial Services Group, Inc.$1010-11-2011
Keith Raymond SartiniLPL Financial LLCEdward Jones11-14-2011
James Robert BorahLPL Financial LLCPrincipal Securities, Inc.$2506-19-2013
John William Thompson IIILPL Financial LLCCantella & Co., Inc.$20007-15-2013
John William ThompsonLPL Financial LLCCantella & Co., Inc.07-23-2013
Michael Stephen JillingLPL Financial LLCCitizens Securities, Inc.08-16-2013
James Vincent BurnsLPL Financial LLCCambridge Investment Research, Inc.$2501-14-2014
Susan Anita DewsnapLPL Financial LLCWealth Management Resources, Inc.02-10-2015
Jeffrey AlexanderLPL Financial LLCCCO Investment Services$10007-08-2015
Jeffrey Marc AlexanderLPL Financial LLCCitizens Securities, Inc.$2507-08-2015
Ryan N. MelucciLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-21-2015
Kenneth L. Richardson Jr.LPL Financial LLCLincoln Financial Advisors Corporation11-04-2016
Mark Irwin KarnesLPL Financial LLCLincoln Financial Advisors Corporation11-11-2016
Chris Louis Calisto LibuttiLPL Financial LLCAmerican Elm Distribution Partners, LLC09-18-2017
Paul Edward RankowitzLPL Financial LLCNational Planning Corporation11-29-2017
Jason TaylorLPL Financial LLCCitizens Securities, Inc.12-21-2017
Steven R FrazierLPL Financial LLCStifel, Nicolaus & Company, Incorporated03-23-2018
Donald Morrell HartleyLPL Financial LLCEdward Jones$15009-09-2019

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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