Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven R FrazierLPL Financial LLCStifel, Nicolaus & Company, Incorporated03-23-2018
Jason TaylorLPL Financial LLCCitizens Securities, Inc.12-21-2017
Paul Edward RankowitzLPL Financial LLCNational Planning Corporation11-29-2017
Chris Louis Calisto LibuttiLPL Financial LLCAmerican Elm Distribution Partners, LLC09-18-2017
Mark Irwin KarnesLPL Financial LLCLincoln Financial Advisors Corporation11-11-2016
Kenneth L. Richardson Jr.LPL Financial LLCLincoln Financial Advisors Corporation11-04-2016
Ryan N. MelucciLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-21-2015
Susan Anita DewsnapLPL Financial LLCWealth Management Resources, Inc.02-10-2015
Michael Stephen JillingLPL Financial LLCCitizens Securities, Inc.08-16-2013
John William ThompsonLPL Financial LLCCantella & Co., Inc.07-23-2013
Keith Raymond SartiniLPL Financial LLCEdward Jones11-14-2011
Gerald Edward LongLPL Financial LLCAmeriprise Financial Services, Inc.07-06-2010
John Newton Peacock Jr.LPL Financial LLCMutual Service Corporation09-08-2009
David Michael UrsoLPL Financial LLCMutual Service Corporation09-08-2009
Gregory Michael SilvaLPL Financial LLCUvest Financial Services Group, Inc.$1010-11-2011
Jeffrey Marc AlexanderLPL Financial LLCCitizens Securities, Inc.$2507-08-2015
James Vincent BurnsLPL Financial LLCCambridge Investment Research, Inc.$2501-14-2014
James Robert BorahLPL Financial LLCPrincipal Securities, Inc.$2506-19-2013
Jeffrey AlexanderLPL Financial LLCCCO Investment Services$10007-08-2015
Donald Morrell HartleyLPL Financial LLCEdward Jones$15009-09-2019
John William Thompson IIILPL Financial LLCCantella & Co., Inc.$20007-15-2013

Showing 1 to 21 of 21 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.