Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeff DisterhoftLPL Financial LLCCambridge Investment Research, Inc.$35010-07-2020
John Clarence WoodsLPL Financial LLCNBC Securities, Inc.$5009-18-2020
Altin TiranaLPL Financial LLCMorgan Stanley$5009-10-2020
Curtis Rex HansonLPL Financial LLCUBS Financial Services Inc.09-09-2020
Christopher BialkeLPL Financial LLCLincoln Financial$15007-22-2020
Shanua Kae Allen-BerryLPL Financial LLCPensionmark Securities, LLC07-10-2020
Corey Crafton MillerLPL Financial LLCMerit Financial Advisors06-03-2020
Lawton SmithLPL Financial LLCMorgan Stanley05-21-2020
Erica J WeiserLPL Financial LLCMariner Wealth Advisors05-15-2020
Keith Byron BanksLPL Financial LLCMML Investors Services, LLC05-06-2020
Andrew HarppLPL Financial LLCUBS Financial Services Inc.$2504-06-2020
Hubert Estees Tuttle IIILPL Financial LLCRaymond James Financial Services, Inc.03-19-2020
John George PanagiotouLPL Financial LLCRoyal Alliance Associates, Inc.03-12-2020
Lindsey Marie BessantLPL Financial LLCTIAA-CREF Individual & Institutional Services, LLC03-03-2020
Brian Leonard BerryLPL Financial LLCNYLIFE Securities LLC02-07-2020
Alexander James WillhiteLPL Financial LLCUBS Financial Services Inc.01-22-2020
Donald Jerry Paroda JrLPL Financial LLCCadaret, Grant & Co., Inc.01-13-2020
Kenneth Allen Rhodes JrLPL Financial LLCNationwide Securities, LLC01-02-2020
Michael William WentzelLPL Financial LLCVanguard Marketing Corporation12-10-2019
Ronyetta Sheri JohnsonLPL Financial LLCTD Ameritrade, Inc.12-06-2019
Sarah M ShawLPL Financial LLCPruco Securities, LLC.12-05-2019
Randall Paul HooverLPL Financial LLCTIAA-CREF Individual & Institutional Services, LLC10-04-2019
Marcus Quitman Elliott SrLPL Financial LLC1st Global Capital Corp.10-01-2019
Richard Anthony PainterLPL Financial LLC1st Global Capital Corp.10-01-2019
Shayne Walcott EscobarLPL Financial LLCMML Investors Services, LLC09-30-2019
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Showing 1 to 25 of 221 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.