Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Anthony PainterLPL Financial LLC1st Global Capital Corp.$10010-01-2019
Marcus Quitman Elliott Sr.LPL Financial LLC1st Global Capital Corp.10-01-2019
Jason Ryan MortonLPL Financial LLCAllstate Financial Services, LLC$50005-23-2018
Dennis Lynn LathamLPL Financial LLCAmerican Independent Securities Group, LLC04-05-2016
Charles David McClureLPL Financial LLCAmeriprise Financial Services, Inc.$10004-16-2019
John Alan RegisterLPL Financial LLCAmeriprise Financial Services, Inc.$50006-22-2018
Susan LedererLPL Financial LLCAmeriprise Financial Services, Inc.$10005-17-2018
Kristen Jane ShrimplinLPL Financial LLCAmeriprise Financial Services, Inc.$10012-20-2016
Frank Louis CroweLPL Financial LLCAvantax Investment Services, Inc.$25010-15-2019
Craig Alexander McDonald Jr.LPL Financial LLCAXA Advisors, LLC09-16-2019
Jason Cline GardnerLPL Financial LLCBrighthouse Securities, LLC$10005-18-2017
Harry Paul BryanLPL Financial LLCBryant & Brannock, LLC.$10008-30-2011
Donald Jerry Paroda Jr.LPL Financial LLCCadaret, Grant & Co., Inc.$1001-13-2020
Kristi Lee DesepoliLPL Financial LLCCambridge Investment Research, Inc.04-19-2018
Herbert Maurice Moody Jr.LPL Financial LLCCapital Guardian, LLC12-14-2016
Keith Robert BentonLPL Financial LLCCarroll Financial Associates Inc$10011-14-2018
Carl David Tolson IIILPL Financial LLCCarroll Financial Associates Inc$35011-14-2018
Zachary Paul BoergerLPL Financial LLCCarroll Financial Associates Inc11-14-2018
Jacob Charles CarrLPL Financial LLCCarroll Financial Associates Inc11-14-2018
Donald Cody BowersLPL Financial LLCCarroll Financial Associates Inc11-14-2018
Mark A ThornburghLPL Financial LLCCertussecurities, Inc.$50002-18-2015
Albert Edward Oxenreiter IIILPL Financial LLCCetera Advisor Networks LLC09-19-2019
Crystal Owens DunawayLPL Financial LLCCetera Advisor Networks LLC$10011-14-2018
Benjamin Hall RicheyLPL Financial LLCCetera Advisor Networks LLC06-22-2016
Boyce Michael TollisonLPL Financial LLCCetera Advisor Networks LLC$25007-06-2012
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Showing 1 to 25 of 281 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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