Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Herbert Maurice Moody Jr. | LPL Financial LLC | Capital Guardian, LLC | — | 12-14-2016 |
| Frederick Shows | LPL Financial LLC | Waddell & Reed | $50 | 12-12-2016 |
| Jeffrey Stanton Stone Jr. | LPL Financial LLC | Wells Fargo Clearing Services, LLC | $50 | 12-07-2016 |
| Robert Neil Price | LPL Financial LLC | Waddell & Reed | — | 11-17-2016 |
| Thomas Jerome Stafford II | LPL Financial LLC | Janney Montgomery Scott LLC | $50 | 11-02-2016 |
| David Allen Luckemeyer | LPL Financial LLC | Thrivent Investment Management Inc. | $17 | 10-24-2016 |
| Kevin Anthony Foreman | LPL Financial LLC | Thrivent Investment Management Inc. | — | 10-24-2016 |
| Jonathan Andrew Hoffman | LPL Financial LLC | Equity Services, Inc. | — | 09-21-2016 |
| Patrick Andrew Gunther | LPL Financial LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | $25 | 08-01-2016 |
| Robert Templeton | LPL Financial LLC | Waddell & Reed | $60 | 07-26-2016 |
| Robert Greggory Templeton | LPL Financial LLC | Waddell & Reed | — | 07-25-2016 |
| Benjamin Hall Richey | LPL Financial LLC | Cetera Advisor Networks LLC | — | 06-22-2016 |
| Fred Quattlebaum | LPL Financial LLC | Wells Fargo Advisors | $50 | 05-06-2016 |
| Fred Maxwell Quattlebaum | LPL Financial LLC | Wells Fargo Clearing Services, LLC | $50 | 05-06-2016 |
| Byron David Stahl | LPL Financial LLC | Transamerica Financial Advisors, Inc | — | 04-27-2016 |
| Benjamin Bradstreet Frazier | LPL Financial LLC | First Citizens Investor Services, Inc. | — | 03-24-2016 |
| William Merritt King II | LPL Financial LLC | Hornor, Townsend & Kent, LLC | — | 03-16-2016 |
| Cathy J. Reynoso | LPL Financial LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | $10 | 12-17-2015 |
| John Sloop, John Black | LPL Financial LLC | Cetera | $135 | 09-15-2015 |
| John Sloop Jr., John Black | LPL Financial LLC | Cetera | $135 | 09-15-2015 |
| Fred Strawbridge Claghorn III | LPL Financial LLC | ProEquities, Inc. | — | 08-19-2015 |
| Thomas Edward Jahn | LPL Financial LLC | Morgan Stanley | — | 05-04-2015 |
| Albert H Chen | LPL Financial LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 04-15-2015 |
| Brian Scott Simmons | LPL Financial LLC | Royal Alliance Associates, Inc. | — | 12-17-2014 |
| Jeffrey Scott Collins | LPL Financial LLC | Edward Jones | — | 12-16-2014 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
