Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Herbert Maurice Moody Jr.LPL Financial LLCCapital Guardian, LLC12-14-2016
Frederick ShowsLPL Financial LLCWaddell & Reed$5012-12-2016
Jeffrey Stanton Stone Jr.LPL Financial LLCWells Fargo Clearing Services, LLC$5012-07-2016
Robert Neil PriceLPL Financial LLCWaddell & Reed11-17-2016
Thomas Jerome Stafford IILPL Financial LLCJanney Montgomery Scott LLC$5011-02-2016
David Allen LuckemeyerLPL Financial LLCThrivent Investment Management Inc.$1710-24-2016
Kevin Anthony ForemanLPL Financial LLCThrivent Investment Management Inc.10-24-2016
Jonathan Andrew HoffmanLPL Financial LLCEquity Services, Inc.09-21-2016
Patrick Andrew GuntherLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2508-01-2016
Robert TempletonLPL Financial LLCWaddell & Reed$6007-26-2016
Robert Greggory TempletonLPL Financial LLCWaddell & Reed07-25-2016
Benjamin Hall RicheyLPL Financial LLCCetera Advisor Networks LLC06-22-2016
Fred QuattlebaumLPL Financial LLCWells Fargo Advisors$5005-06-2016
Fred Maxwell QuattlebaumLPL Financial LLCWells Fargo Clearing Services, LLC$5005-06-2016
Byron David StahlLPL Financial LLCTransamerica Financial Advisors, Inc04-27-2016
Benjamin Bradstreet FrazierLPL Financial LLCFirst Citizens Investor Services, Inc.03-24-2016
William Merritt King IILPL Financial LLCHornor, Townsend & Kent, LLC03-16-2016
Cathy J. ReynosoLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1012-17-2015
John Sloop, John BlackLPL Financial LLCCetera$13509-15-2015
John Sloop Jr., John BlackLPL Financial LLCCetera$13509-15-2015
Fred Strawbridge Claghorn IIILPL Financial LLCProEquities, Inc.08-19-2015
Thomas Edward JahnLPL Financial LLCMorgan Stanley05-04-2015
Albert H ChenLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-15-2015
Brian Scott SimmonsLPL Financial LLCRoyal Alliance Associates, Inc.12-17-2014
Jeffrey Scott CollinsLPL Financial LLCEdward Jones12-16-2014
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Showing 101 to 125 of 170 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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