Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron K. RainwaterLPL Financial LLCWells Fargo Clearing Services, LLC$2512-07-2018
Adriane Marie DomanskiLPL Financial LLCDelaware Distributors, L.P.02-26-2019
Albert Edward Oxenreiter IIILPL Financial LLCCetera Advisor Networks LLC09-19-2019
Albert H ChenLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-15-2015
Alexander James WillhiteLPL Financial LLCUBS Financial Services Inc.01-22-2020
Alexander Michael MeansLPL Financial LLCMeans Wealth Management01-29-2013
Andrew A. DalrympleLPL Financial LLCSorrento Pacific Financial, LLC05-13-2014
Andrew MooreLPL Financial LLCKovack Securities Inc.03-29-2019
Andrew Richard HarppLPL Financial LLCUBS Financial Services Inc.$2504-06-2020
Ansel Watts Huckabee Sr.LPL Financial LLCSoutheast Investments, N.C., Inc.09-06-2017
Ashley Ann AltmanLPL Financial LLCForesters Financial Services, Inc.02-28-2019
Baird Arthur MalloryLPL Financial LLCMorgan Stanley$2508-05-2010
Barry Robert Bynum Jr.LPL Financial LLCNational Planning Corporation07-31-2012
Benjamin Bradstreet FrazierLPL Financial LLCFirst Citizens Investor Services, Inc.03-24-2016
Benjamin David GieseLPL Financial LLCInfinex Investments, Inc.11-27-2018
Benjamin Hall RicheyLPL Financial LLCCetera Advisor Networks LLC06-22-2016
Benjamin J. Pearman IVLPL Financial LLCLPL Financial LLC10-26-2017
Benjamin J. Pearman IVLPL Financial LLCSorrento Pacific Financial, LLC01-03-2014
Blake Laurance SimmsLPL Financial LLCScottrade, Inc.04-21-2017
Bobby Bryan Parham IILPL Financial LLCNationwide Securities, LLC$1901-03-2017
Boyce Michael TollisonLPL Financial LLCCetera Advisor Networks LLC$2507-06-2012
Bradford Joel WilsonLPL Financial LLCFirst Command Financial Planning, Inc.05-04-2012
Bradford Thomas RamseyLPL Financial LLCMorgan Stanley08-28-2018
Brandon Robert WhelanLPL Financial LLCWells Fargo Clearing Services, LLC11-08-2016
Brenton William SimonsonLPL Financial LLCFidelity Brokerage Services LLC08-07-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.